-
Signature
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/s/ Katie Colendich, Attorney-in-Fact
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Issuer symbol
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ASAN
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Transactions as of
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25 Jul 2024
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Net transactions value
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-$135,500
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Form type
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4
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Filing time
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29 Jul 2024, 18:09:07 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
ASAN |
Class A Common Stock |
Options Exercise |
$8,000 |
+5,000 |
+0.47% |
$1.60 |
1,068,909 |
25 Jul 2024 |
Direct |
F1 |
| transaction |
ASAN |
Class A Common Stock |
Sale |
$75,000 |
-5,000 |
-0.47% |
$15.00 |
1,063,909 |
25 Jul 2024 |
Direct |
F2 |
| transaction |
ASAN |
Class A Common Stock |
Options Exercise |
$8,000 |
+5,000 |
+0.47% |
$1.60 |
1,068,909 |
26 Jul 2024 |
Direct |
|
| transaction |
ASAN |
Class A Common Stock |
Sale |
$76,500 |
-5,000 |
-0.47% |
$15.30 |
1,063,909 |
26 Jul 2024 |
Direct |
F2 |
| holding |
ASAN |
Class A Common Stock |
|
|
|
|
|
125,430 |
25 Jul 2024 |
See footnote |
F1, F3 |
| holding |
ASAN |
Class A Common Stock |
|
|
|
|
|
50,000 |
25 Jul 2024 |
See footnote |
F4 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ASAN |
Stock Option (right to buy) |
Options Exercise |
$0 |
-5,000 |
-0.7% |
$0.000000 |
705,899 |
25 Jul 2024 |
Class A Common Stock |
5,000 |
$1.60 |
Direct |
F5 |
| transaction |
ASAN |
Stock Option (right to buy) |
Options Exercise |
$0 |
-5,000 |
-0.71% |
$0.000000 |
700,899 |
26 Jul 2024 |
Class A Common Stock |
5,000 |
$1.60 |
Direct |
F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: