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Signature
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/s/ Katie Colendich, Attorney-in-Fact
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Stock symbol
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ASAN
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Transactions as of
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Jul 25, 2024
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Transactions value $
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-$135,500
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Form type
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4
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Date filed
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7/29/2024, 06:09 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
ASAN |
Class A Common Stock |
Options Exercise |
$8K |
+5K |
+0.47% |
$1.60 |
1.07M |
Jul 25, 2024 |
Direct |
F1 |
| transaction |
ASAN |
Class A Common Stock |
Sale |
-$75K |
-5K |
-0.47% |
$15.00 |
1.06M |
Jul 25, 2024 |
Direct |
F2 |
| transaction |
ASAN |
Class A Common Stock |
Options Exercise |
$8K |
+5K |
+0.47% |
$1.60 |
1.07M |
Jul 26, 2024 |
Direct |
|
| transaction |
ASAN |
Class A Common Stock |
Sale |
-$76.5K |
-5K |
-0.47% |
$15.30 |
1.06M |
Jul 26, 2024 |
Direct |
F2 |
| holding |
ASAN |
Class A Common Stock |
|
|
|
|
|
125K |
Jul 25, 2024 |
See footnote |
F1, F3 |
| holding |
ASAN |
Class A Common Stock |
|
|
|
|
|
50K |
Jul 25, 2024 |
See footnote |
F4 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ASAN |
Stock Option (right to buy) |
Options Exercise |
$0 |
-5K |
-0.7% |
$0.00 |
706K |
Jul 25, 2024 |
Class A Common Stock |
5K |
$1.60 |
Direct |
F5 |
| transaction |
ASAN |
Stock Option (right to buy) |
Options Exercise |
$0 |
-5K |
-0.71% |
$0.00 |
701K |
Jul 26, 2024 |
Class A Common Stock |
5K |
$1.60 |
Direct |
F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: