Key facts
- This page summarizes Michael Singer's Form 4 filing for Cartesian Therapeutics, Inc. (RNAC).
- 14 reported transactions and 8 derivative rows are listed below.
- Accepted by SEC: 10 Apr 2024, 21:47.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Options Exercise
Options Exercise
Options Exercise
Options Exercise
Options Exercise
Options Exercise
Options Exercise
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Options Exercise
Options Exercise
Options Exercise
Options Exercise
Options Exercise
Options Exercise
Options Exercise
No transaction description listed
Additional SEC filing notes
Footnote F1
On March 27, 2024, the issuer held a special meeting of stockholders (the "Special Meeting"). At the Special Meeting, the stockholders of the issuer approved a 1-for-30 reverse stock split (the "Reverse Stock Split") of the issuer's common stock ("Common Stock") and the conversion of the issuer's Series A Non-Voting Convertible Preferred Stock ("Series A Preferred Stock") into shares of Common Stock. On April 8, 2024, the conversion of the majority of the shares of Series A Preferred Stock occurred automatically (the "Automatic Conversion"). The remaining shares of Series A Preferred Stock remain subject to certain beneficial ownership limitations described in the issuer's filings with the Securities and Exchange Commission. At the time of the Automatic Conversion, all of the reporting person's shares of Series A Preferred Stock converted into shares of Common Stock.
Footnote F2
On April 4, 2024, the issuer effected the Reverse Stock Split. The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.
Footnote F3
Shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is a trustee of this trust.
Footnote F4
Shares are held in a trust for which the reporting person is a beneficiary. The reporting person is a trustee of this trust.
Footnote F5
Shares are held in a trust for which the reporting person is a beneficiary. The reporting person's spouse is a trustee of this trust.
Footnote F6
Shares are held by the reporting person's spouse.
Footnote F7
The shares are held for LS, the child of the reporting person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the reporting person serves as custodian.
Footnote F8
The shares are held for SS, the child of the reporting person, through a custodial account established pursuant to the UTMA for which the reporting person serves as custodian.
Footnote F9
This award will vest in 36 equal monthly installments, so that it shall be fully vested on the third anniversary of the date of grant.