Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RNAC | Common Stock | Award | $0 | +178K | +161.64% | $0.00 | 288K | Jan 2, 2024 | Direct | F1 |
holding | RNAC | Common Stock | 198K | Dec 22, 2023 | by trust | F2 | |||||
holding | RNAC | Common Stock | 49.6K | Dec 22, 2023 | as custodian | F3 | |||||
holding | RNAC | Common Stock | 49.6K | Dec 22, 2023 | as custodian | F4 | |||||
holding | RNAC | Common Stock | 3.67K | Dec 22, 2023 | by trust | F5 | |||||
holding | RNAC | Common Stock | 29.2K | Dec 22, 2023 | by trust | F6 | |||||
holding | RNAC | Common Stock | 7.62K | Dec 22, 2023 | by spouse | F7 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RNAC | Stock Option (Right to Buy) | Award | $0 | +228K | $0.00 | 228K | Jan 2, 2024 | Common Stock | 228K | $0.66 | Direct | F8 | |
transaction | RNAC | Series A Convertible Preferred Stock | Gift | $0 | -3K | -47.58% | $0.00 | 3.3K | Dec 22, 2023 | Common Stock | 3M | Direct | F9, F10 | |
holding | RNAC | Series A Convertible Preferred Stock | 6.3K | Dec 22, 2023 | Common Stock | 6.3M | by trust | F2, F9 | ||||||
holding | RNAC | Series A Convertible Preferred Stock | 11.3K | Dec 22, 2023 | Common Stock | 11.3M | by trust | F6, F9 | ||||||
holding | RNAC | Series A Convertible Preferred Stock | 1.67K | Dec 22, 2023 | Common Stock | 1.67M | by trust | F6, F9 | ||||||
holding | RNAC | Series A Convertible Preferred Stock | 210 | Dec 22, 2023 | Common Stock | 210K | by trust | F5, F9 | ||||||
holding | RNAC | Series A Convertible Preferred Stock | 2.84K | Dec 22, 2023 | Common Stock | 2.84M | as custodian | F3, F9 | ||||||
holding | RNAC | Series A Convertible Preferred Stock | 2.84K | Dec 22, 2023 | Common Stock | 2.84M | as custodian | F4, F9 | ||||||
holding | RNAC | Series A Convertible Preferred Stock | 436 | Dec 22, 2023 | Common Stock | 436K | by spouse | F7, F9 |
Id | Content |
---|---|
F1 | Each Restricted Stock Unit represents a contingent right to receive one share of common stock, which will vest in three equal annual installments so that the underlying shares will be fully vested on January 2, 2027. |
F2 | Shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is a trustee of the trust. |
F3 | The shares are held for LS, the child of the reporting person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the reporting person serves as custodian. |
F4 | The shares are held for SS, the child of the reporting person, through a custodial account established pursuant to the UTMA for which the reporting person serves as custodian. |
F5 | Shares are held in a trust for which the reporting person is a beneficiary. The reporting person's spouse is a trustee of the trust. |
F6 | Shares are held in a trust for which the reporting person is a beneficiary. The reporting person is a trustee of the trust. |
F7 | Shares are held by the reporting person's spouse. |
F8 | This award will vest in 36 equal monthly installments, so that it shall be fully vested on the third anniversary of the date of grant. |
F9 | Following the approval by the Stockholders of the conversion of the Series A Non-Voting Convertible Preferred Stock of the Company ("Series A Preferred Stock") into shares of common stock of the Company ("Common Stock"), each share of Series A Preferred Stock will be convertible into 1,000 shares of Common Stock, subject to certain limitations, including that a holder of Series A Preferred Stock is prohibited from converting shares of Series A Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.9% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion. |
F10 | Bona fide gift to Yale University. |
Exhibit 24 - Power of Attorney