Derek J. Maetzold - 09 Aug 2024 Form 4 Insider Report for CASTLE BIOSCIENCES INC (CSTL)

Role
Pres. & Chief Exec. Officer, Director
Signature
/s/ Frank Stokes, Attorney-in-fact
Issuer symbol
CSTL
Transactions as of
09 Aug 2024
Net transactions value
-$585,645
Form type
4
Filing time
13 Aug 2024, 18:17:10 UTC
Previous filing
05 Jun 2024
Next filing
27 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CSTL Common Stock Award $0 +66,991 +116% $0.000000 124,884 09 Aug 2024 Direct F1
transaction CSTL Common Stock Tax liability $585,645 -21,828 -17% $26.83 103,056 09 Aug 2024 Direct
holding CSTL Common Stock 82,482 09 Aug 2024 By The Maetzold Descendants 2020 Trust F2
holding CSTL Common Stock 71,379 09 Aug 2024 By Derek Maetzold 2020 Irrevocable Trust F3
holding CSTL Common Stock 8,527 09 Aug 2024 By The Maetzold 2018 Remainder Trust FBO Emily Carol Kirk F4
holding CSTL Common Stock 8,525 09 Aug 2024 By The Maetzold 2018 Remainder Trust FBO Hannah Elizabeth Maetzold F5
holding CSTL Common Stock 8,525 09 Aug 2024 By The Maetzold 2018 Remainder Trust FBO John Derek Maetzold F6
holding CSTL Common Stock 8,525 09 Aug 2024 By The Maetzold 2018 Remainder Trust FBO Peter Douglas Maetzold F7
holding CSTL Common Stock 122,866 09 Aug 2024 By DJM Grantor Retained Annuity Trust No. 5 F8
holding CSTL Common Stock 26,134 09 Aug 2024 By DJM Grantor Retained Annuity Trust No. 6 F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CSTL Performance-Based Stock Unit Award $0 +66,991 $0.000000 66,991 09 Aug 2024 Common Stock 66,991 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 50% of the Performance-Based Stock Units ("PSUs") granted on December 23, 2022 ("2022 PSUs") that vested based on the satisfaction of certain performance criteria as certified by the board of directors of the Issuer on August 9, 2024 (the "Initial Vesting Date").
F2 Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
F3 Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.
F4 Held by The Maetzold 2018 Remainder Trust FBO Emily Carol Kirk of which the Reporting Person is the trustee and his child is the beneficiary.
F5 Held by The Maetzold 2018 Remainder Trust FBO Hannah Elizabeth Maetzold of which the Reporting Person is the trustee and his child is the beneficiary.
F6 Held by The Maetzold 2018 Remainder Trust FBO John Derek Maetzold of which the Reporting Person is the trustee and his child is the beneficiary.
F7 Held by The Maetzold 2018 Remainder Trust FBO Peter Douglas Maetzold of which the Reporting Person is the trustee and his child is the beneficiary.
F8 Held by DJM Grantor Retained Annuity Trust No. 5 of which the Reporting Person is the trustee and beneficiary. Reflects the transfer on July 5, 2024 of 26,134 shares of common stock from the DJM Grantor Retained Annuity Trust No. 5 to DJM Grantor Retained Annuity Trust No. 6.
F9 Held by DJM Grantor Retained Annuity Trust No. 6 of which the Reporting Person is the trustee and the beneficiaries are The Maetzold 2018 Remainder Trust FBO John Derek Maetzold, The Maetzold 2018 Remainder Trust FBO Emily Carol Kirk, The Maetzold 2018 Remainder Trust FBO Peter Douglas Maetzold and The Maetzold 2018 Remainder Trust FBO Hannah Elizabeth Maetzold. Reflects the transfer on July 5, 2024 of 26,134 shares of common stock from the DJM Grantor Retained Annuity Trust No. 5 to DJM Grantor Retained Annuity Trust No. 6.
F10 Each PSU represents the right to receive one share of the Issuer's Common Stock. These PSUs represent the remaining 50% of the 2022 PSUs which are all subject to time-based vesting and will vest in full on the one-year anniversary of the Initial Vesting Date.