Martin J. Vanderploeg - Jan 10, 2025 Form 4 Insider Report for WORKIVA INC (WK)

Role
Director
Signature
/s/ Brandon E. Ziegler as attorney-in-fact for Martin J. Vanderploeg
Stock symbol
WK
Transactions as of
Jan 10, 2025
Transactions value $
$0
Form type
4
Date filed
1/14/2025, 04:28 PM
Previous filing
Sep 13, 2024
Next filing
Feb 4, 2025

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WK Class B Common Stock 711K Jan 10, 2025 Class A Common Stock 711K By living trust F2
holding WK Class B Common Stock 491K Jan 10, 2025 Class A Common Stock 491K By charitable remainder trust F2
holding WK Employee Stock Option to Purchase Class A Common Stock 84.2K Jan 10, 2025 Class A Common Stock 84.2K $14.74 Direct F3, F4
holding WK Employee Stock Option to Purchase Class A Common Stock 200K Jan 10, 2025 Class A Common Stock 200K $12.40 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a gift of securities by the reporting person to a revocable living trust.
F2 Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
F3 Grant of stock option pursuant to the 2014 Equity Incentive Plan.
F4 Vests in three equal annual installments commencing on the first anniversary of the grant date.