Martin J. Vanderploeg - 10 Jan 2025 Form 4 Insider Report for WORKIVA INC (WK)

Role
Director
Signature
/s/ Brandon E. Ziegler as attorney-in-fact for Martin J. Vanderploeg
Issuer symbol
WK
Transactions as of
10 Jan 2025
Net transactions value
$0
Form type
4
Filing time
14 Jan 2025, 16:28:44 UTC
Previous filing
13 Sep 2024
Next filing
04 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WK Class A Common Stock Gift $0 -9,806 -3% $0.000000 314,985 10 Jan 2025 Direct F1
transaction WK Class A Common Stock Gift $0 +9,806 +2.8% $0.000000 355,675 10 Jan 2025 By living trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WK Class B Common Stock 710,562 10 Jan 2025 Class A Common Stock 710,562 By living trust F2
holding WK Class B Common Stock 491,270 10 Jan 2025 Class A Common Stock 491,270 By charitable remainder trust F2
holding WK Employee Stock Option to Purchase Class A Common Stock 84,210 10 Jan 2025 Class A Common Stock 84,210 $14.74 Direct F3, F4
holding WK Employee Stock Option to Purchase Class A Common Stock 200,204 10 Jan 2025 Class A Common Stock 200,204 $12.40 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a gift of securities by the reporting person to a revocable living trust.
F2 Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
F3 Grant of stock option pursuant to the 2014 Equity Incentive Plan.
F4 Vests in three equal annual installments commencing on the first anniversary of the grant date.