Martin J. Vanderploeg - Sep 11, 2024 Form 4 Insider Report for WORKIVA INC (WK)

Role
Director
Signature
/s/ Brandon E. Ziegler as attorney-in-fact for Martin J. Vanderploeg
Stock symbol
WK
Transactions as of
Sep 11, 2024
Transactions value $
$280,243
Form type
4
Date filed
9/13/2024, 04:15 PM
Previous filing
Sep 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WK Class A Common Stock Purchase $218K +3.12K +0.91% $69.85 345K Sep 11, 2024 By living trust F1
transaction WK Class A Common Stock Purchase $62.2K +878 +0.25% $70.81 346K Sep 11, 2024 By living trust F2
holding WK Class A Common Stock 325K Sep 11, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WK Class B Common Stock 711K Sep 11, 2024 Class A Common Stock 711K By living trust F3
holding WK Class B Common Stock 491K Sep 11, 2024 Class A Common Stock 491K By charitable remainder trust F3
holding WK Employee Stock Option to Purchase Class A Common Stock 84.2K Sep 11, 2024 Class A Common Stock 84.2K $14.74 Direct F4, F5
holding WK Employee Stock Option to Purchase Class A Common Stock 200K Sep 11, 2024 Class A Common Stock 200K $12.40 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted-average price. The price actually received ranges from $69.57 to $70.09. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F2 The price reported in Column 4 is a weighted-average price. The price actually received ranges from $70.66 to $71.04. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F3 Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
F4 Grant of stock option pursuant to the 2014 Equity Incentive Plan.
F5 Vests in three equal annual installments commencing on the first anniversary of the grant date.