Key facts
- This page summarizes Peter E. Shumlin's Form 4 filing for SCOTTS MIRACLE-GRO CO (SMG).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 07 Feb 2023, 15:32.
Peter E. Shumlin - 03 Feb 2023 Form 4 Insider Report for SCOTTS MIRACLE-GRO CO (SMG)
- Reporting relationship
- Director
- Issuer ticker
- SMG
- Reported as of
- 03 Feb 2023
- Net transaction value
- +$325,049
- SEC form
- 4
- Accepted by SEC
- 07 Feb 2023, 15:32:16 UTC
- Prior SEC filing
- 01 Feb 2023
- Next SEC filing
- 14 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- Kathy L. Uttley as attorney-in-fact for Peter E. Shumlin
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Peter E. Shumlin filed Form 4 for SCOTTS MIRACLE-GRO CO (SMG) on 07 Feb 2023.
Change
- Previous filing in this sequence was filed on 01 Feb 2023.
- Current net transaction value: +$325,049.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SMG
transaction
Common Shares
Award
- Transaction value
- $325,049
- Shares
- +3,951
- Change %
- +34%
- Price
- $82.27
- Shares after
- 15,411
- Date
- 03 Feb 2023
- Ownership
- Direct
- Footnotes
- F1
SMG
transaction
Common Shares
Options Exercise
- Transaction value
- $0
- Shares
- +154
- Change %
- +1%
- Price
- $0.000000
- Shares after
- 15,565
- Date
- 03 Feb 2023
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SMG
transaction
Derivative
Dividend Equivalent Rights
Options Exercise
- Transaction value
- $0
- Shares
- -154
- Change %
- -53%
- Price
- $0.000000
- Shares after
- 134
- Date
- 03 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 154
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
1,398 restricted stock units reflect a special restricted stock unit award in lieu of the director's annual cash compensation for the calendar year. The remaining restricted stock units reflect the standard annual equity grant award paid to non-employee directors.
Footnote F2
Restricted stock units convert into common shares of the Issuer on a one-for-one basis.
Footnote F3
On February 3, 2020, the reporting person was granted 1,494 restricted stock units, with accruing dividend equivalent rights, vesting on February 3, 2021.