Peter E. Shumlin - Feb 3, 2023 Form 4 Insider Report for SCOTTS MIRACLE-GRO CO (SMG)

Role
Director
Signature
Kathy L. Uttley as attorney-in-fact for Peter E. Shumlin
Stock symbol
SMG
Transactions as of
Feb 3, 2023
Transactions value $
$325,049
Form type
4
Date filed
2/7/2023, 03:32 PM
Previous filing
Feb 1, 2023
Next filing
Mar 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMG Common Shares Award $325K +3.95K +34.48% $82.27 15.4K Feb 3, 2023 Direct F1
transaction SMG Common Shares Options Exercise $0 +154 +1% $0.00 15.6K Feb 3, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMG Dividend Equivalent Rights Options Exercise $0 -154 -53.47% $0.00 134 Feb 3, 2023 Common Shares 154 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1,398 restricted stock units reflect a special restricted stock unit award in lieu of the director's annual cash compensation for the calendar year. The remaining restricted stock units reflect the standard annual equity grant award paid to non-employee directors.
F2 Restricted stock units convert into common shares of the Issuer on a one-for-one basis.
F3 On February 3, 2020, the reporting person was granted 1,494 restricted stock units, with accruing dividend equivalent rights, vesting on February 3, 2021.