Peter E. Shumlin - 31 Jan 2023 Form 4 Insider Report for SCOTTS MIRACLE-GRO CO (SMG)

Role
Director
Signature
Kathy L. Uttley as attorney-in-fact for Peter E. Shumlin
Issuer symbol
SMG
Transactions as of
31 Jan 2023
Net transactions value
$0
Form type
4
Filing time
01 Feb 2023, 13:35:39 UTC
Previous filing
13 Dec 2022
Next filing
07 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMG Common Shares Options Exercise $0 +75 +0.66% $0.000000 11,460 31 Jan 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMG Dividend Equivalent Rights Options Exercise $0 -75 -21% $0.000000 288 31 Jan 2023 Common Shares 75 Direct F1, F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Deferred stock units convert into common shares of the Issuer on a one-for-one basis.
F2 On February 3, 2020, the reporting person was granted 202 deferred stock units, with accruing dividend equivalent rights, vesting on February 3, 2020.
F3 On April 1, 2020, the reporting person was granted 249 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2020.
F4 On July 1, 2020, the reporting person was granted 188 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2020.
F5 On October 1, 2020, the reporting person was granted 167 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2020.