Peter E. Shumlin - Jan 31, 2023 Form 4 Insider Report for SCOTTS MIRACLE-GRO CO (SMG)

Role: Director
Signature: Kathy L. Uttley as attorney-in-fact for Peter E. Shumlin
Stock symbol: SMG
Transactions as of: Jan 31, 2023
Transactions value $: $0
Form type: 4
Date filed: 2/1/2023, 01:35 PM
Previous filing: Dec 13, 2022
Next filing: Feb 7, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SMG	Common Shares	Options Exercise	$0	+75	+0.66%	$0.00	11.5K	Jan 31, 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SMG	Dividend Equivalent Rights	Options Exercise	$0	-75	-20.66%	$0.00	288	Jan 31, 2023	Common Shares	75		Direct	F1, F2, F3, F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Deferred stock units convert into common shares of the Issuer on a one-for-one basis.
F2	On February 3, 2020, the reporting person was granted 202 deferred stock units, with accruing dividend equivalent rights, vesting on February 3, 2020.
F3	On April 1, 2020, the reporting person was granted 249 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2020.
F4	On July 1, 2020, the reporting person was granted 188 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2020.
F5	On October 1, 2020, the reporting person was granted 167 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2020.