Peter E. Shumlin - 04 Feb 2022 Form 4 Insider Report for SCOTTS MIRACLE-GRO CO (SMG)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
08 Feb 2022, 15:59:51 UTC
Prior SEC filing
02 Feb 2022
Next SEC filing
14 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Kathy L. Uttley as attorney-in-fact for Peter E. Shumlin

Key filing fact

Peter E. Shumlin filed Form 4 for SCOTTS MIRACLE-GRO CO (SMG) on 08 Feb 2022.

Key facts

  • This page summarizes Peter E. Shumlin's Form 4 filing for SCOTTS MIRACLE-GRO CO (SMG).
  • 4 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 08 Feb 2022, 15:59.

Change

  • Previous filing in this sequence was filed on 02 Feb 2022.
  • Current net transaction value: +$28,833.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SMG transaction

Common Shares

Options Exercise

Transaction value
$0
Shares
+214
Change %
+2.4%
Price
$0.000000
Shares after
9,094
Date
04 Feb 2022
Ownership
Direct
Footnotes
F1
SMG transaction

Common Shares

Award

Transaction value
$0
Shares
+1,581
Change %
+17%
Price
$0.000000
Shares after
10,675
Date
04 Feb 2022
Ownership
Direct
SMG transaction

Common Shares

Award

Transaction value
$28,833
Shares
+217
Change %
+2%
Price
$132.87
Shares after
10,892
Date
04 Feb 2022
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SMG transaction Derivative

Dividend Equivalent Rights

Options Exercise

Transaction value
$0
Shares
-214
Change %
-59%
Price
$0.000000
Shares after
150
Date
04 Feb 2022
Ownership
Direct
Underlying class
Common Shares
Underlying amount
214
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Footnote F2

The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $28,750.

Footnote F3

On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.

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