Peter E. Shumlin - Feb 4, 2022 Form 4 Insider Report for SCOTTS MIRACLE-GRO CO (SMG)

Role
Director
Signature
Kathy L. Uttley as attorney-in-fact for Peter E. Shumlin
Stock symbol
SMG
Transactions as of
Feb 4, 2022
Transactions value $
$28,833
Form type
4
Date filed
2/8/2022, 03:59 PM
Previous filing
Feb 2, 2022
Next filing
Mar 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMG Common Shares Options Exercise $0 +214 +2.41% $0.00 9.09K Feb 4, 2022 Direct F1
transaction SMG Common Shares Award $0 +1.58K +17.39% $0.00 10.7K Feb 4, 2022 Direct
transaction SMG Common Shares Award $28.8K +217 +2.03% $132.87 10.9K Feb 4, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMG Dividend Equivalent Rights Options Exercise $0 -214 -58.79% $0.00 150 Feb 4, 2022 Common Shares 214 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common shares of the Issuer on a one-for-one basis.
F2 The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $28,750.
F3 On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.