Peter E. Shumlin - Jan 31, 2022 Form 4 Insider Report for SCOTTS MIRACLE-GRO CO (SMG)

Role: Director
Signature: Kathy L. Uttley as attorney-in-fact for Peter E. Shumlin
Stock symbol: SMG
Transactions as of: Jan 31, 2022
Transactions value $: $0
Form type: 4
Date filed: 2/2/2022, 04:23 PM
Previous filing: Dec 14, 2021
Next filing: Feb 8, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SMG	Common Shares	Options Exercise	$0	+221	+2.55%	$0.00	8.88K	Jan 31, 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SMG	Dividend Equivalent Rights	Options Exercise	$0	-221	-37.78%	$0.00	364	Jan 31, 2022	Common Shares	221		Direct	F1, F2, F3, F4, F5, F6, F7, F8, F9

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Deferred stock units convert into common shares of the Issuer on a one-for-one basis.
F2	On February 2, 2018, the reporting person was granted 277 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.
F3	On April 1, 2018, the reporting person was granted 301 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.
F4	On July 1, 2018, the reporting person was granted 300 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.
F5	On October 1, 2018, the reporting person was granted 317 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.
F6	On February 4, 2019, the reporting person was granted 330 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.
F7	On April 1, 2019, the reporting person was granted 314 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.
F8	On July 1, 2019, the reporting person was granted 253 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.
F9	On October 1, 2019, the reporting person was granted 248 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.