Peter E. Shumlin - 31 Jan 2022 Form 4 Insider Report for SCOTTS MIRACLE-GRO CO (SMG)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
02 Feb 2022, 16:23:29 UTC
Prior SEC filing
14 Dec 2021
Next SEC filing
08 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Kathy L. Uttley as attorney-in-fact for Peter E. Shumlin

Key filing fact

Peter E. Shumlin filed Form 4 for SCOTTS MIRACLE-GRO CO (SMG) on 02 Feb 2022.

Key facts

  • This page summarizes Peter E. Shumlin's Form 4 filing for SCOTTS MIRACLE-GRO CO (SMG).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 02 Feb 2022, 16:23.

Change

  • Previous filing in this sequence was filed on 14 Dec 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SMG transaction

Common Shares

Options Exercise

Transaction value
$0
Shares
+221
Change %
+2.6%
Price
$0.000000
Shares after
8,880
Date
31 Jan 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SMG transaction Derivative

Dividend Equivalent Rights

Options Exercise

Transaction value
$0
Shares
-221
Change %
-38%
Price
$0.000000
Shares after
364
Date
31 Jan 2022
Ownership
Direct
Underlying class
Common Shares
Underlying amount
221
Exercise price
Footnotes
F1, F2, F3, F4, F5, F6, F7, F8, F9
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Footnote F2

On February 2, 2018, the reporting person was granted 277 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

Footnote F3

On April 1, 2018, the reporting person was granted 301 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

Footnote F4

On July 1, 2018, the reporting person was granted 300 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

Footnote F5

On October 1, 2018, the reporting person was granted 317 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

Footnote F6

On February 4, 2019, the reporting person was granted 330 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

Footnote F7

On April 1, 2019, the reporting person was granted 314 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

Footnote F8

On July 1, 2019, the reporting person was granted 253 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

Footnote F9

On October 1, 2019, the reporting person was granted 248 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.

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