Michael Lawrence Gordon - Oct 2, 2023 Form 4 Insider Report for MongoDB, Inc. (MDB)

Signature
/s/ Paul Johnston, Attorney-in-Fact
Stock symbol
MDB
Transactions as of
Oct 2, 2023
Transactions value $
-$2,519,934
Form type
4
Date filed
10/4/2023, 04:38 PM
Previous filing
Sep 18, 2023
Next filing
Nov 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MDB Class A Common Stock Award $0 +354 +0.35% $0.00 102K Oct 2, 2023 Direct F1
transaction MDB Class A Common Stock Sale -$816K -2.38K -2.34% $342.39 99.5K Oct 2, 2023 Direct F2
transaction MDB Class A Common Stock Sale -$4.14K -12 -0.01% $344.88 99.5K Oct 2, 2023 Direct F2, F3
transaction MDB Class A Common Stock Options Exercise $32.5K +5K +5.03% $6.50 104K Oct 2, 2023 Direct F4
transaction MDB Class A Common Stock Sale -$87.8K -256 -0.25% $342.86 104K Oct 2, 2023 Direct F4, F5
transaction MDB Class A Common Stock Sale -$233K -676 -0.65% $344.59 104K Oct 2, 2023 Direct F4, F6
transaction MDB Class A Common Stock Sale -$527K -1.52K -1.47% $345.64 102K Oct 2, 2023 Direct F4, F7
transaction MDB Class A Common Stock Sale -$373K -1.08K -1.06% $346.42 101K Oct 2, 2023 Direct F4, F8
transaction MDB Class A Common Stock Sale -$144K -414 -0.41% $347.61 101K Oct 2, 2023 Direct F4, F9
transaction MDB Class A Common Stock Sale -$216K -620 -0.62% $348.98 99.9K Oct 2, 2023 Direct F4, F10
transaction MDB Class A Common Stock Sale -$83K -237 -0.24% $350.18 99.7K Oct 2, 2023 Direct F4, F11
transaction MDB Class A Common Stock Sale -$68.5K -195 -0.2% $351.49 99.5K Oct 2, 2023 Direct F4, F12
holding MDB Class A Common Stock 1K Oct 2, 2023 By spouse
holding MDB Class A Common Stock 1K Oct 2, 2023 By child 1
holding MDB Class A Common Stock 1K Oct 2, 2023 By child 2
holding MDB Class A Common Stock 1K Oct 2, 2023 By child 3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MDB Employee Stock Option (Right to Buy) Options Exercise $0 -5K -36.08% $0.00 8.86K Oct 2, 2023 Class A Common Stock 5K $6.50 Direct F4, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents shares of Class A common stock received upon the vesting of a portion of the performance-based RSUs awarded to the Reporting Person on March 24, 2023 under the Issuer's annual bonus plan and 2016 Equity Incentive Plan, which vested based on the Issuer's satisfaction of certain performance criteria. In light of the performance-based vesting criteria of the RSUs, such shares were not previously reportable under Section 16. Each RSU represents the contingent right to receive one share of common stock of the Issuer.
F2 Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with (i) the non-reportable service-based vesting and settlement of restricted stock units and (ii) the performance-based vesting and settlement of the above-listed RSUs.
F3 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $344.54 to $345.35, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F5 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $342.39 to $343.19, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $344.07 to $345.03, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $345.08 to $346.05, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F8 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $346.10 to $347.00, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F9 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $347.17 to $348.03, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F10 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $348.23 to $349.11, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F11 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $349.48 to $350.38, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F12 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $350.97 to $351.75, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F13 Immediately exercisable and fully vested.