Michael Lawrence Gordon - 14 Sep 2023 Form 4 Insider Report for MongoDB, Inc. (MDB)

Role
COO and CFO
Signature
/s/ Paul Johnston, Attorney-in-Fact
Issuer symbol
MDB
Transactions as of
14 Sep 2023
Net transactions value
-$1,821,619
Form type
4
Filing time
18 Sep 2023, 16:03:31 UTC
Previous filing
06 Jul 2023
Next filing
04 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MDB Class A Common Stock Options Exercise $32,500 +5,000 +4.9% $6.50* 106,509 14 Sep 2023 Direct F1
transaction MDB Class A Common Stock Sale $367,150 -1,000 -0.94% $367.15 105,509 14 Sep 2023 Direct F1, F2
transaction MDB Class A Common Stock Sale $73,712 -200 -0.19% $368.56 105,309 14 Sep 2023 Direct F1, F3
transaction MDB Class A Common Stock Sale $148,252 -400 -0.38% $370.63 104,909 14 Sep 2023 Direct F1, F4
transaction MDB Class A Common Stock Sale $111,402 -300 -0.29% $371.34 104,609 14 Sep 2023 Direct F1, F5
transaction MDB Class A Common Stock Sale $1,153,603 -3,100 -3% $372.13 101,509 14 Sep 2023 Direct F1, F6
holding MDB Class A Common Stock 1,000 14 Sep 2023 By spouse
holding MDB Class A Common Stock 1,000 14 Sep 2023 By child 1
holding MDB Class A Common Stock 1,000 14 Sep 2023 By child 2
holding MDB Class A Common Stock 1,000 14 Sep 2023 By child 3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MDB Employee Stock Option (Right to Buy) Options Exercise $0 -5,000 -27% $0.000000 13,859 14 Sep 2023 Class A Common Stock 5,000 $6.50 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $367.01 to $367.55, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $368.12 to $369.00, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $370.01 to $371.00, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $371.04 to $371.95, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $372.12 to $372.30, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7 Immediately exercisable and fully vested.