Dev Ittycheria - 01 Jun 2023 Form 4/A - Amendment Insider Report for MongoDB, Inc. (MDB)

Signature
/s/ Gahee Lee, Attorney-in-Fact
Issuer symbol
MDB
Transactions as of
01 Jun 2023
Net transactions value
-$5,616,448
Form type
4/A - Amendment
Filing time
06 Jul 2023, 16:10:00 UTC
Date Of Original Report
05 Jun 2023
Previous filing
03 May 2023
Next filing
09 Jun 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MDB Class A Common Stock Options Exercise $130,000 +20,000 +9% $6.50 242,311 01 Jun 2023 Direct F1, F2
transaction MDB Class A Common Stock Sale $55,354 -200 -0.08% $276.77 242,111 01 Jun 2023 Direct F1, F2, F3
transaction MDB Class A Common Stock Sale $79,694 -287 -0.12% $277.68 241,824 01 Jun 2023 Direct F1, F2, F4
transaction MDB Class A Common Stock Sale $128,243 -460 -0.19% $278.79 241,364 01 Jun 2023 Direct F1, F2, F5
transaction MDB Class A Common Stock Sale $375,990 -1,341 -0.56% $280.38 240,023 01 Jun 2023 Direct F1, F2, F6
transaction MDB Class A Common Stock Sale $283,178 -1,007 -0.42% $281.21 239,016 01 Jun 2023 Direct F1, F2, F7
transaction MDB Class A Common Stock Sale $253,890 -900 -0.38% $282.10 238,116 01 Jun 2023 Direct F1, F2, F8
transaction MDB Class A Common Stock Sale $767,216 -2,709 -1.1% $283.21 235,407 01 Jun 2023 Direct F1, F2, F9
transaction MDB Class A Common Stock Sale $199,954 -703 -0.3% $284.43 234,704 01 Jun 2023 Direct F1, F2, F10
transaction MDB Class A Common Stock Sale $178,331 -625 -0.27% $285.33 234,079 01 Jun 2023 Direct F1, F2, F11
transaction MDB Class A Common Stock Sale $36,089 -126 -0.05% $286.42 233,953 01 Jun 2023 Direct F1, F2, F12
transaction MDB Class A Common Stock Sale $477,044 -1,656 -0.71% $288.07 232,297 01 Jun 2023 Direct F1, F2, F13
transaction MDB Class A Common Stock Sale $440,222 -1,525 -0.66% $288.67 230,772 01 Jun 2023 Direct F1, F2, F14
transaction MDB Class A Common Stock Sale $257,126 -886 -0.38% $290.21 229,886 01 Jun 2023 Direct F1, F2, F15
transaction MDB Class A Common Stock Sale $826,703 -2,841 -1.2% $290.99 227,045 01 Jun 2023 Direct F1, F2, F16
transaction MDB Class A Common Stock Sale $559,979 -1,918 -0.84% $291.96 225,127 01 Jun 2023 Direct F1, F2, F17
transaction MDB Class A Common Stock Sale $214,402 -731 -0.32% $293.30 224,396 01 Jun 2023 Direct F1, F2, F18
transaction MDB Class A Common Stock Sale $613,032 -2,085 -0.93% $294.02 222,311 01 Jun 2023 Direct F1, F2, F19
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 On June 1, 2023, the Reporting Person (i) acquired 20,000 shares of the Issuer's common stock ("Shares") at a price of $6.50 per Share pursuant to the exercise of a stock option and (ii) sold 20,000 Shares pursuant to a Rule 10b5-1 trading plan and correctly reported the acquisition and sale on a Form 4 filed on June 5, 2023. Due to an administrative error, the Reporting Person incorrectly reported on the same Form 4 that the Amount of Securities Beneficially Owned Following Reported Transactions was 282,311 Shares following the option exercise and 262,311 Shares following the sale. The Amount of Securities Beneficially Owned Following Reported Transactions was actually 242,311 Shares following the option exercise and 222,311 Shares following the sale, which reflects the number of Shares beneficially owned by the Reporting Person as of the date of this report.
F3 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $276.36 to $277.18, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $277.41 to $277.94, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $278.41 to $279.23, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $279.73 to $280.69, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $280.76 to $281.60, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F8 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $281.77 to $282.57, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F9 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $282.78 to $283.77, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F10 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $283.86 to $284.85, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F11 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $284.92 to $285.84, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F12 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $286.24 to $287.09, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F13 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $287.38 to $288.32, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F14 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $288.42 to $289.37, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F15 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $289.45 to $290.43, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F16 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $290.46 to $291.29, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F17 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $291.46 to $292.39, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F18 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $292.65 to $293.61, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F19 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $293.93 to $294.36, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.