Dev Ittycheria - May 1, 2023 Form 4 Insider Report for MongoDB, Inc. (MDB)

Signature
/s/ Paul Johnston, Attorney-in-Fact
Stock symbol
MDB
Transactions as of
May 1, 2023
Transactions value $
-$8,904,529
Form type
4
Date filed
5/3/2023, 04:13 PM
Previous filing
Apr 5, 2023
Next filing
Jul 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MDB Class A Common Stock Options Exercise $260K +40K +17.99% $6.50 262K May 1, 2023 Direct F1
transaction MDB Class A Common Stock Sale -$242K -1.08K -0.41% $224.68 261K May 1, 2023 Direct F1, F2
transaction MDB Class A Common Stock Sale -$2.46M -10.9K -4.17% $225.86 250K May 1, 2023 Direct F1, F3
transaction MDB Class A Common Stock Sale -$1.09M -4.79K -1.91% $226.91 246K May 1, 2023 Direct F1, F4
transaction MDB Class A Common Stock Sale -$1.27M -5.56K -2.26% $227.88 240K May 1, 2023 Direct F1, F5
transaction MDB Class A Common Stock Sale -$576K -2.52K -1.05% $228.97 237K May 1, 2023 Direct F1, F6
transaction MDB Class A Common Stock Sale -$276K -1.2K -0.51% $229.97 236K May 1, 2023 Direct F1, F7
transaction MDB Class A Common Stock Sale -$360K -1.56K -0.66% $231.31 235K May 1, 2023 Direct F1, F8
transaction MDB Class A Common Stock Sale -$1.42M -6.1K -2.6% $232.36 229K May 1, 2023 Direct F1, F9
transaction MDB Class A Common Stock Sale -$303K -1.3K -0.57% $232.85 227K May 1, 2023 Direct F1, F10
transaction MDB Class A Common Stock Sale -$891K -3.8K -1.67% $234.39 224K May 1, 2023 Direct F1, F11
transaction MDB Class A Common Stock Sale -$189K -800 -0.36% $235.91 223K May 1, 2023 Direct F1
transaction MDB Class A Common Stock Sale -$99.6K -420 -0.19% $237.09 222K May 1, 2023 Direct F1, F12

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MDB Employee Stock Option (Right to Buy) Options Exercise $0 -40K -7.3% $0.00 508K May 1, 2023 Class A Common Stock 40K $6.50 Direct F1, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $224.30 to $224.93, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $225.40 to $226.24, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $226.44 to $227.43, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $227.44 to $228.42, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $228.44 to $229.34, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $229.44 to $230.36, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F8 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $230.66 to $231.49, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F9 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $231.78 to $232.76, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F10 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $232.78 to $233.21, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F11 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $233.87 to $234.84, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F12 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $237.00 to $237.36, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F13 Immediately exercisable and fully vested.