James S. Cox - 30 Sep 2025 Form 4 Insider Report for Clearwater Analytics Holdings, Inc. (CWAN)

Role
Chief Financial Officer
Signature
/s/ Alphonse Valbrune, as Attorney-in-Fact, for Jim Cox
Issuer symbol
CWAN
Transactions as of
30 Sep 2025
Transactions value $
-$104,631
Form type
4
Filing time
01 Oct 2025, 21:01:55 UTC
Previous filing
17 Sep 2025
Next filing
16 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Cox James S Chief Financial Officer C/O CLEARWATER ANALYTICS HOLDINGS, INC., 777 W. MAIN STREET, SUITE 900, BOISE /s/ Alphonse Valbrune, as Attorney-in-Fact, for Jim Cox 01 Oct 2025 0001441361

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWAN Class A Common Stock Options Exercise $0 +3.13K +0.92% $0.00 342K 30 Sep 2025 Direct F1
transaction CWAN Class A Common Stock Options Exercise $0 +7.81K +2.28% $0.00 350K 30 Sep 2025 Direct F1
transaction CWAN Class A Common Stock Sale -$74.7K -4.23K -1.21% $17.68 346K 30 Sep 2025 Direct F2
transaction CWAN Class A Common Stock Sale -$29.9K -1.69K -0.49% $17.68 344K 30 Sep 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CWAN Restricted Stock Unit Options Exercise $0 -3.13K -10% $0.00 28.1K 30 Sep 2025 Class A Common Stock 3.13K $0.00 Direct F3
transaction CWAN Restricted Stock Unit Options Exercise $0 -7.81K -7.14% $0.00 102K 30 Sep 2025 Class A Common Stock 7.81K $0.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares represent shares acquired upon the vesting of Restricted Stock Units ("RSUs").
F2 The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F3 6.25% of the Restricted Stock Units shall vest at the end of each 3-month period for the next 4 years following January 1, 2024, and will settle within thirty days of the applicable vesting date.
F4 6.25% of the Restricted Stock Units shall vest at the end of each 3-month period for the next 4 years following January 1, 2025, and will settle within thirty days of the applicable vesting date.