James S. Cox - 15 Sep 2025 Form 4 Insider Report for Clearwater Analytics Holdings, Inc. (CWAN)

Signature
/a/ Alphonse Valbrune, as Attorney-in-Fact, for Jim Cox
Issuer symbol
CWAN
Transactions as of
15 Sep 2025
Transactions value $
-$346,388
Form type
4
Filing time
17 Sep 2025, 19:55:02 UTC
Previous filing
18 Aug 2025
Next filing
01 Oct 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Cox James S Chief Financial Officer C/O CLEARWATER ANALYTICS, 777 W. MAIN ST, STE 900, BOISE /a/ Alphonse Valbrune, as Attorney-in-Fact, for Jim Cox 17 Sep 2025 0001441361

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWAN Class A Common Stock Options Exercise $56.2K +12.8K +3.72% $4.40 357K 15 Sep 2025 Direct
transaction CWAN Class A Common Stock Options Exercise $16.2K +3.68K +1.03% $4.40 360K 15 Sep 2025 Direct
transaction CWAN Class A Common Stock Tax liability -$154K -7.91K -2.2% $19.48 353K 15 Sep 2025 Direct F1
transaction CWAN Class A Common Stock Tax liability -$44.7K -2.27K -0.64% $19.71 350K 15 Sep 2025 Direct F1
transaction CWAN Class A Common Stock Sale -$27.7K -1.41K -0.4% $19.71 349K 15 Sep 2025 Direct F2
transaction CWAN Class A Common Stock Sale -$94.9K -4.87K -1.4% $19.48 344K 15 Sep 2025 Direct F2, F3
transaction CWAN Class A Common Stock Sale -$97.4K -5K -1.45% $19.48 339K 15 Sep 2025 Direct F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 +3.68K +1.23% $0.00 301K 15 Sep 2025 Class A Common Stock 3.68K $4.40 Direct F5
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 +12.8K +4.64% $0.00 289K 15 Sep 2025 Class A Common Stock 12.8K $4.40 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported on this Form 4 includes shares withheld to cover tax withholding obligations in connection with the exercise and settlement of stock options. The sale is mandated by the issuer and does not represent a discretionary transaction by the Reporting Person.
F2 The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2024.
F3 This transaction was executed in multiple trades at prices ranging from $19.35 USD to $19.70 USD; the price reported reflects the weighted average sale price.
F4 This transaction was executed in multiple trades at prices ranging from $19.34 USD to $19.70 USD; the price reported reflects the weighted average sale price.
F5 Vests 297,000 shares on 02-Nov-2020, 180,000 shares on 21-Jan-2020, 105,750 shares on 05-Mar-2021, 105,750 shares on 01-Jan-2022, 105,750 shares on on 01-Jan-2023, 105,750 shares on 01-Jan-2024.