Douglas A. Roeder - 18 May 2022 Form 4 Insider Report for TANDEM DIABETES CARE INC (TNDM)

Role
Director
Signature
s/ Rachel Malina, Attorney-in-Fact for Douglas A. Roeder
Issuer symbol
TNDM
Transactions as of
18 May 2022
Net transactions value
$0
Form type
4
Filing time
19 May 2022, 19:58:25 UTC
Previous filing
20 Oct 2021
Next filing
31 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TNDM Common Stock Options Exercise $0 +2,205 $0.000000 2,205 18 May 2022 Direct
holding TNDM Common Stock 1,892 18 May 2022 See Footnote F1
holding TNDM Common Stock 3,766 18 May 2022 See Footnotes F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TNDM Restricted Stock Unit Options Exercise $0 +2,205 $0.000000* 0 18 May 2022 Common Stock 2,205 Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held directly by Delphi Management Partners VIII, L.L.C. ("DMP"). The Reporting Person is a managing member of DMP. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by DMP, and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his proportionate pecuniary interest therein.
F2 The shares are held directly by The Roeder Family Trust dated 5/29/08, of which the Reporting Person is trustee.
F3 Awarded on May 18, 2021 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the "2013 Plan").
F4 Each restricted stock (RSU) unit represents a contingent right to receive one share of common stock of the Company.
F5 Shares will vest on the one year anniversary of the grant date, subject to the terms of the 2013 Plan.