Douglas A. Roeder - Oct 15, 2021 Form 4 Insider Report for TANDEM DIABETES CARE INC (TNDM)

Role
Director
Signature
/s/ Matthew T. Potter, by power of attorney for Douglas A. Roeder
Stock symbol
TNDM
Transactions as of
Oct 15, 2021
Transactions value $
$0
Form type
4
Date filed
10/20/2021, 05:00 PM
Previous filing
Aug 26, 2021
Next filing
May 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TNDM Common Stock Other $0 -1M -100% $0.00* 0 Oct 15, 2021 See footnote F1, F2, F5
transaction TNDM Common Stock Other $0 +11.6K +611.42% $0.00 13.5K Oct 15, 2021 See footnote F1, F3, F5
transaction TNDM Common Stock Other $0 -11.6K -85.94% $0.00 1.89K Oct 15, 2021 See footnote F1, F3, F5
transaction TNDM Common Stock Other $0 +3.77K $0.00 3.77K Oct 15, 2021 See Footnote F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a pro rata distribution, not for additional consideration, by Delphi BioInvestments VIII, L.P. ("DB VIII") and Delphi Ventures VIII, L.P. ("DV VIII") to their respective partners, and by Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of each of DB VIII and DV VIII, to its members and assignees, as applicable. This distribution was made pursuant to a Rule 10b5-1 distribution plan.
F2 Shares are held directly by DB VIIII and DV VIII. The Reporting Person is a managing member of DMP. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by DB VIII and DV VIII, and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his proportionate pecuniary interest therein.
F3 Shares are held directly by DMP. The Reporting Person is a managing member of DMP. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by DMP, and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his proportionate pecuniary interest therein.
F4 The shares are held directly by The Roeder Family Trust dated 5/29/08, of which the Reporting Person is trustee.
F5 This transaction is being voluntarily reported, reflects a change in form of beneficial ownership of the Reporting Person and is exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934.