Brittani Cushman - 02 Mar 2026 Form 4 Insider Report for Turning Point Brands, Inc. (TPB)

Role
Sr VP, General Counsel
Signature
/s/ Brittani Cushman
Issuer symbol
TPB
Transactions as of
02 Mar 2026
Net transactions value
$0
Form type
4
Filing time
05 Mar 2026, 06:02:26 UTC
Previous filing
06 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Cushman Brittani Sr VP, General Counsel 5201 INTERCHANGE WAY, LOUISVILLE /s/ Brittani Cushman 05 Mar 2026 0001831600

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TPB Common Stock Award +4,782 +14% $108.51* 38,863 02 Mar 2026 Direct F9
transaction TPB Common Stock Award +668 +1.7% $108.51* 39,531 02 Mar 2026 Direct F10
transaction TPB Common Stock Award +10,700 +27% $108.51* 50,231 02 Mar 2026 Direct F11
transaction TPB Common Stock Award +1,632 +3.2% $108.51* 51,863 02 Mar 2026 Direct F12
transaction TPB Common Stock Award +615 +1.2% $108.51* 52,478 02 Mar 2026 Direct F13
transaction TPB Common Stock Tax liability -6,057 -12% $108.51* 46,421 02 Mar 2026 Direct F14
transaction TPB Common Stock Tax liability -1,192 -2.6% $108.51* 45,229 02 Mar 2026 Direct F15
transaction TPB Common Stock Award +2,181 +4.8% $107.57* 47,410 03 Mar 2026 Direct F16
holding TPB Common Stock 407 02 Mar 2026 By Spouse F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TPB Options 8,000 02 Mar 2026 Common Stock 8,000 $30.46 Direct F7, F8
holding TPB Options 7,000 02 Mar 2026 Common Stock 7,000 $51.75 Direct F2, F3
holding TPB Options 3,000 02 Mar 2026 Common Stock 3,000 $14.85 Direct F2, F4
holding TPB Options 4,800 02 Mar 2026 Common Stock 4,800 $47.58 Direct F2, F5
holding TPB Options 500 02 Mar 2026 Common Stock 500 $21.21 Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
F2 Granted pursuant to the issuer's 2015 Equity Incentive Plan
F3 The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
F4 The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
F5 The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
F6 The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
F7 The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
F8 Granted pursuant to the issuer's 2021 Equity Incentive Plan.
F9 Reports common stock issued upon settlement of performance restricted units granted to the reporting person in February 2021. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 30,254 shares of common stock.
F10 Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 30,922 shares of common stock.
F11 Reports common stock issued upon settlement of performance restricted units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 41,622 shares of common stock.
F12 Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 43,254 shares of common stock.
F13 Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2025. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 43,869 shares of common stock.
F14 The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 8,609 restricted stock units and 37,812 shares of common stock.
F15 The reported transaction involves shares withheld for the payment of taxes related to the person's receipt of grants of restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 7,417 restricted stock units and 37,812 shares of common stock.
F16 The reported transaction involved the reporting person's receipt of a grant of 2,181 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 9,598 restricted stock units and 37,812 shares of common stock (this includes 8,716 shares of common stock deferred into the Company Non-Qualified Deferred Plan, which will be settled in accordance with the terms thereof).