Luis de la Aguilera - 21 Jan 2026 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
President and CEO, Director
Signature
/s/ Robert Anderson by P.O.A. for Luis de la Aguilera
Issuer symbol
USCB
Transactions as of
21 Jan 2026
Net transactions value
-$65,094
Form type
4
Filing time
23 Jan 2026, 13:57:41 UTC
Previous filing
05 Jan 2026
Next filing
26 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
DE LA AGUILERA LUIS President and CEO, Director C/O USCB FINANCIAL HOLDINGS, INC., 2301 N.W. 87TH AVENUE, DORAL /s/ Robert Anderson by P.O.A. for Luis de la Aguilera 23 Jan 2026 0001916660

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Tax liability $65,094 -3,194 -1.4% $20.38 219,772 21 Jan 2026 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Stock Option (Right to Buy) 40,000 21 Jan 2026 Common Stock 40,000 $11.35 Direct F3
holding USCB Stock Option (Right to Buy) 160,000 21 Jan 2026 Common Stock 160,000 $12.05 Direct F4
holding USCB Stock Option (Right to Buy) 10,000 21 Jan 2026 Common Stock 10,000 $7.50 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 17,082 shares of restricted stock from a grant of 25,653 shares which commenced vesting at a rate of one-third per year on January 21, 2026, 4,045 shares of restricted stock from a grant of 12,136 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 7,892 shares of restricted stock from a grant of 23,678 shares which commenced vesting at a rate of one-third per year on March 8, 2024, and 41,666 shares of restricted stock from a grant of 125,000 shares which commenced vesting at a rate of one-third per year on December 31, 2024.
F2 The stock options vested at the rate of 25% per year commencing on April 1, 2017.
F3 The stock options vested at the rate of one-third per year commencing on September 23, 2020.
F4 The stock options vested at the rate of one-third per year commencing on September 27, 2022.