Key facts
- This page summarizes Michael J. Rispoli's Form 4 filing for NEWMARK GROUP, INC. (NMRK).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 Oct 2025, 17:04.
Michael J. Rispoli - 01 Oct 2025 Form 4 Insider Report for NEWMARK GROUP, INC. (NMRK)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- NMRK
- Reported as of
- 01 Oct 2025
- Net transaction value
- -$134,848
- SEC form
- 4
- Accepted by SEC
- 02 Oct 2025, 17:04:36 UTC
- Prior SEC filing
- 18 Mar 2025
- Next SEC filing
- 16 Mar 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Michael J. Rispoli
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Michael J. Rispoli filed Form 4 for NEWMARK GROUP, INC. (NMRK) on 02 Oct 2025.
Change
- Previous filing in this sequence was filed on 18 Mar 2025.
- Current net transaction value: -$134,848.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001446936
Primary reporting owner
Rispoli Michael J.
- Relationship
- Chief Financial Officer
- Address
- C/O NEWMARK GROUP, INC., 125 PARK AVENUE, NEW YORK
- Signature
- /s/ Michael J. Rispoli
- Signature date
- 02 Oct 2025
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NMRK
transaction
Class A Common Stock, par value $0.01 per share
Tax liability
- Transaction value
- $134,848
- Shares
- -7,293
- Change %
- -0.99%
- Price
- $18.49
- Shares after
- 730,041
- Date
- 01 Oct 2025
- Ownership
- Direct
- Footnotes
- F1, F2, F3, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NMRK
transaction
Derivative
Newmark Holdings Exchangeable Limited Partnership Interests
Award
- Transaction value
- Shares
- +4,378
- Change %
- +14%
- Price
- Shares after
- 35,976
- Date
- 01 Oct 2025
- Ownership
- Direct
- Underlying class
- Class A common stock, par value $0.01 per share
- Underlying amount
- Exercise price
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
On October 1, 2025, pursuant to the vesting schedule of the restricted stock units ("RSUs") granted under the reporting person's employment agreement (the "2022 Employment Agreement"), which each represent a contingent right to receive one share of Class A Common Stock, par value $0.01 per share ("Class A Common Stock") of Newmark Group, Inc. (the "Company"), 14,285 RSUs became vested and issuable as shares of Class A Common Stock to the reporting person. The reported transaction involved the withholding by the Company of 7,293 shares of Class A Common Stock for taxes. The remaining 6,992 shares of Class A Common Stock were issued to the reporting person.
Footnote F2
Consists of 414,275 shares of Class A Common Stock of the Company represented by RSUs granted in connection with the 2022 Employment Agreement, divided into five tranches of 100,000 RSUs each that vest in 1/7 increments on a seven-year schedule, one of which vests on October 1 of each year commencing October 1, 2023, and the remaining four of which vest on March 15 of each year commencing on each of March 15, 2024, 2025, 2026, and 2027.
Footnote F3
Also consists of 228,562 shares of Class A Common Stock of the Company represented by RSUs granted in connection with the 2022 Employment Agreement, divided into five tranches of 50,000 RSUs each that vest in 1/7 increments on March 15 of each year commencing on each of March 15, 2024, 2025, 2026, 2027 and 2028.
Footnote F4
Also consists of 87,204 shares of Class A Common Stock of the Company held directly after the vesting and withholding described in Footnote 1.
Footnote F5
Consists of a grant of 4,378 exchange rights with respect to 4,378 previously awarded units ("Holdings Units") of Newmark Holdings, L.P. that were previously non-exchangeable. The total number of exchangeable Holdings Units held by the reporting person also includes 31,598 exchangeable Holdings Units held by the reporting person prior to such grant. Exchangeable Holdings Units are exchangeable by the holder at any time into shares of Class A Common Stock at the then-current exchange ratio, which is currently 0.9273, but is subject to adjustment. The grant was approved by the Compensation Committee of the Board of Directors of the Company and is exempt pursuant to Rule 16b-3 under the Exchange Act.