Maximo F. Nougues - 08 Jul 2025 Form 4 Insider Report for PUMA BIOTECHNOLOGY, INC. (PBYI)

Signature
/s/ Gordon Esplin as attorney-in-fact for Maximo F. Nougues
Issuer symbol
PBYI
Transactions as of
08 Jul 2025
Transactions value $
-$33,649
Form type
4
Filing time
10 Jul 2025, 20:56:09
Previous filing
11 Feb 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
NOUGUES MAXIMO F Chief Financial Officer C/O PUMA BIOTECHNOLOGY, INC., 10880 WILSHIRE BLVD., SUITE 2150, LOS ANGELES /s/ Gordon Esplin as attorney-in-fact for Maximo F. Nougues 10 Jul 2025 0001758507

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBYI Common Stock Sale -$19.7K -5.59K -2.61% $3.53 208K 08 Jul 2025 Direct F1
transaction PBYI Common Stock Sale -$13.9K -3.94K -1.89% $3.54 204K 09 Jul 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Adoption date of referenced 10b5-1(c) plan is: 12-14-2020