Thomas A. Ciccone - 15 May 2025 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
VP and CFO
Signature
/s/ Thomas A. Ciccone
Issuer symbol
BWEN
Transactions as of
15 May 2025
Net transactions value
-$3,034
Form type
4
Filing time
19 May 2025, 17:09:03 UTC
Previous filing
29 Apr 2025
Next filing
29 May 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Ciccone Thomas A VP and CFO 3240 S. CENTRAL AVENUE, CICERO /s/ Thomas A. Ciccone 19 May 2025 0001883049

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Award $0 +22,317 +27% $0.000000 105,923 15 May 2025 Direct
transaction BWEN Common Stock Tax liability $3,034 -1,614 -1.5% $1.88 104,309 16 May 2025 Direct F1, F2
holding BWEN Common Stock 15,670 15 May 2025 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2 Includes (i) 8,394 restricted stock units that vest 4,197 shares on each of 5/25/25 and 5/25/26; (ii) 13,128 restricted stock units that vest 6,564 shares on each of 5/16/26 and 5/16/27; and (iii) 22,317 restricted stock units that vest 7,439 shares on each of 5/15/26, 5/15/27 and 5/15/28.