Gilbert W. Mayo Jr. - 15 May 2025 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
Pres., Broadwind Ind. Solution
Signature
/s/ Thomas A. Ciccone as Attorney-in-Fact for Gilbert W. Mayo, Jr. pursuant to Power of Attorney previously filed
Issuer symbol
BWEN
Transactions as of
15 May 2025
Net transactions value
-$2,047
Form type
4
Filing time
19 May 2025, 17:07:22 UTC
Previous filing
29 Apr 2025
Next filing
29 May 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Mayo Gilbert W. Jr. Pres., Broadwind Ind. Solution 3240 S. CENTRAL AVENUE, CICERO /s/ Thomas A. Ciccone as Attorney-in-Fact for Gilbert W. Mayo, Jr. pursuant to Power of Attorney previously filed 19 May 2025 0001732375

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Award $0 +12,356 +11% $0.000000 122,339 15 May 2025 Direct
transaction BWEN Common Stock Tax liability $2,047 -1,089 -0.89% $1.88 121,250 16 May 2025 Direct F1, F2
holding BWEN Common Stock 21,916 15 May 2025 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2 Includes (i) 4,740 restricted stock units that vest 2,370 shares on each of 5/25/25 and 5/25/26; (ii) 7,269 restricted stock units that vest 3,634 shares on 5/16/26 and 3,635 shares on 5/16/27; and (iii) 12,356 restricted stock units that vest 4,118 shares on 5/15/26 and 4,119 shares on each of 5/15/27 and 5/15/28.