Lynn M. Hopkins - 09 May 2025 Form 4 Insider Report for RBB Bancorp (RBB)

Role
EVP/CFO
Signature
/s/ Lynn Hopkins
Issuer symbol
RBB
Transactions as of
09 May 2025
Net transactions value
$0
Form type
4
Filing time
12 May 2025, 20:20:20 UTC
Previous filing
03 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
HOPKINS LYNN M EVP/CFO 1055 WILSHIRE BLVD., SUITE 1220, LOS ANGELES /s/ Lynn Hopkins 12 May 2025 0001179851

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RBB Common Stock, No Par Value 2,337 09 May 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Restricted Stock Units 3,756 09 May 2025 Restricted Stock Units 3,756 $0.000000 Direct F1, F2
holding RBB Performance Stock Units 8,451 09 May 2025 Restricted Stock Units 8,451 $0.000000 Direct F1, F3
holding RBB Restricted Stock Units 7,666 09 May 2025 Restricted Stock Units 7,666 $0.000000 Direct F1, F4
holding RBB Restricted Stock Units 7,517 09 May 2025 Restricted Stock Units 7,517 $0.000000 Direct F1, F5
holding RBB Performance Stock Units 11,275 09 May 2025 Restricted Stock Units 11,275 $0.000000 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 There will be no expiration date once restricted stock units vest.
F2 These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.
F3 These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.
F4 These restricted stock units vest in five equal annual installments beginning one year after the 04/22/2024 date of grant.
F5 These restricted stock units vest in three equal annual installments beginning one year after the 05/08/2025 date of grant
F6 Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.

Remarks:

Restricted Stock Units (RSUs) and a maximum amount Performance Stock Units (PSUs) were granted on May 08, 2025.