Chang Liu - 01 Apr 2025 Form 4 Insider Report for CATHAY GENERAL BANCORP (CATY)

Role
President & CEO, Director
Signature
/s/ Georgia Lo, attorney-in-fact
Issuer symbol
CATY
Transactions as of
01 Apr 2025
Net transactions value
-$981,220
Form type
4
Filing time
03 Apr 2025, 19:43:40 UTC
Previous filing
02 Jul 2024
Next filing
01 Jul 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CATY Common Stock Options Exercise $0 +14,200 +16% $0.000000 102,022 01 Apr 2025 Direct F1
transaction CATY Common Stock Tax liability $282,612 -6,600 -6.5% $42.82 95,422 01 Apr 2025 Direct
transaction CATY Common Stock Options Exercise $0 +17,508 +18% $0.000000 112,930 01 Apr 2025 Direct F2
transaction CATY Common Stock Tax liability $354,507 -8,279 -7.3% $42.82 104,651 01 Apr 2025 Direct
transaction CATY Common Stock Options Exercise $0 +17,028 +16% $0.000000 121,679 01 Apr 2025 Direct F3
transaction CATY Common Stock Tax liability $344,102 -8,036 -6.6% $42.82 113,643 01 Apr 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CATY Restricted Stock Units Options Exercise $0 -10,269 -100% $0.000000 0 01 Apr 2025 Common Stock 10,269 Direct F1, F4, F5
transaction CATY Restricted Stock Units Options Exercise $0 -10,551 -100% $0.000000 0 01 Apr 2025 Common Stock 10,551 Direct F2, F4, F5
transaction CATY Restricted Stock Units Options Exercise $0 -21,103 -100% $0.000000 0 01 Apr 2025 Common Stock 21,103 Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of the previously reported target award of 10,269 shares of performance-based restricted stock units, 125% of the target award was earned based upon the achievement of certain performance criteria.
F2 Of the previously reported target award of 10,551 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
F3 Of the previously reported target award of 21,103 shares of performance-based restricted stock units, 72.938% of the target award was earned based upon the achievement of certain performance criteria.
F4 Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on May 26, 2022. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 31, 2022.
F5 Performance-based restricted stock units vested on December 31, 2024.