| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NXDT | Common Stock | Award | +73,125 | +1.6% | 4,662,278 | 18 Mar 2025 | Direct | F1 | ||
| holding | NXDT | Common Stock | 1,629,020 | 18 Mar 2025 | See Footnote | F2, F3 | |||||
| holding | NXDT | Common Stock | 5,985 | 18 Mar 2025 | As custodian of UTMA account for child 1 | F4 | |||||
| holding | NXDT | Common Stock | 5,971 | 18 Mar 2025 | As custodian of UTMA account for child 2 | F4 | |||||
| holding | NXDT | Common Stock | 5,985 | 18 Mar 2025 | As custodian of UTMA account for child 3 | F4 | |||||
| holding | NXDT | Common Stock | 4,440 | 18 Mar 2025 | As custodian of UTMA account for child 4 | F4 | |||||
| holding | NXDT | Common Stock | 4,248 | 18 Mar 2025 | As custodian of UTMA account for child 5 | F4 | |||||
| holding | NXDT | Common Stock | 5,985 | 18 Mar 2025 | As custodian of UTMA account for child 6 | F4 | |||||
| holding | NXDT | Common Stock | 273,636 | 18 Mar 2025 | See Footnote | F5 | |||||
| holding | NXDT | Common Stock | 2,012,749 | 18 Mar 2025 | See Footnote | F6 | |||||
| holding | NXDT | Common Stock | 566,929 | 18 Mar 2025 | See Footnote | F7 | |||||
| holding | NXDT | Common Stock | 75,358 | 18 Mar 2025 | By employee benefit plan | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NXDT | Restricted Shares Units | Options Exercise | $0 | -73,125 | -25% | $0.000000 | 219,375 | 18 Mar 2025 | Common Shares | 73,125 | Direct | F1, F8 |
| Id | Content |
|---|---|
| F1 | Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. |
| F2 | Includes shares acquired under a dividend reinvestment plan and received pursuant to an elective stock dividend paid on the Company's common shares. |
| F3 | 35,935 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 78,004.58 shares are held by PCMG Trading Partners XXIII, L.P., 193,808 shares are held by Governance Re Ltd. and 1,321,272.24 shares are held by NexPoint Real Estate Advisers X, L.P. (the "Adviser"). Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. Drugcrafters, PCMG, Governance Re Ltd. and the Adviser are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| F4 | The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| F5 | These shares are held by The Dugaboy Investment Trust of which Mr. Dondero is the beneficiary pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| F6 | 1,406,480 shares are held by Highland Opportunities and Income Fund and 606,269 shares are held by Highland Global Allocation Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"), which is ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| F7 | These shares are held by subsidiaries of The Dugaboy Investment Trust. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| F8 | On March 18, 2024, the reporting person was granted 292,500 restricted shares units. The restricted shares units vested one-fourth on March 18, 2025, and will vest one-fourth on March 18, 2026, one-fourth on March 18, 2027 and one-fourth on March 18, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
President Exhibit List: Exhibit 24 – Power of Attorney