Ryan Hummer - 28 Feb 2025 Form 4 Insider Report for NCS Multistage Holdings, Inc. (NCSM)

Role
Chief Executive Officer, Director
Signature
/s/ Ori Lev, attorney-in-fact
Issuer symbol
NCSM
Transactions as of
28 Feb 2025
Net transactions value
-$238,600
Form type
4
Filing time
04 Mar 2025, 16:15:55 UTC
Previous filing
05 Nov 2024
Next filing
03 Nov 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NCSM Common Stock Options Exercise $0 +8,652 +32% $0.000000 36,033 28 Feb 2025 Direct F1
transaction NCSM Common Stock Tax liability $232,998 -8,652 -24% $26.93 27,381 28 Feb 2025 Direct F1
transaction NCSM Common Stock Disposed to Issuer $5,601 -208 -0.76% $26.93 27,173 28 Feb 2025 Direct F2
transaction NCSM Common Stock Award $0 +7,240 +27% $0.000000 34,413 04 Mar 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NCSM Equivalent Stock Units Options Exercise $0 -8,652 -30% $0.000000 19,820 28 Feb 2025 Common Stock 8,652 Direct F1, F4, F5
transaction NCSM Equivalent Stock Units Award $0 +7,240 +37% $0.000000 27,060 04 Mar 2025 Common Stock 7,240 Direct F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Equivalent stock units vested on February 28, 2025 and settled for cash.
F2 These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.
F3 Includes 4,226 restricted stock units which vest on November 1, 2025 and 7,240 restricted stock units which vest in three equal annual installments beginning on February 28, 2026.
F4 These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.
F5 Includes 4,226 equivalent stock units which vest on November 1, 2025 and 15,594 equivalent stock units which vest in two equal annual installments beginning on February 28, 2026.
F6 Includes 4,226 equivalent stock units which vest on November 1, 2025, 15,594 equivalent stock units which vest in two equal annual installments beginning on February 28, 2026, and 7,240 equivalent stock units which vest in three equal annual installments beginning on February 28, 2026.