Ryan Hummer - Nov 1, 2024 Form 4 Insider Report for NCS Multistage Holdings, Inc. (NCSM)

Role
Chief Executive Officer, Director
Signature
/s/ Ori Lev, attorney-in-fact
Stock symbol
NCSM
Transactions as of
Nov 1, 2024
Transactions value $
-$97,465
Form type
4
Date filed
11/5/2024, 12:54 PM
Previous filing
Mar 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NCSM Common Stock Options Exercise $0 +4.23K +14.88% $0.00 32.6K Nov 1, 2024 Direct F1
transaction NCSM Common Stock Tax liability -$78.4K -4.23K -12.95% $18.54 28.4K Nov 1, 2024 Direct F1
transaction NCSM Common Stock Disposed to Issuer -$19.1K -1.03K -3.63% $18.54 27.4K Nov 1, 2024 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NCSM Equivalent Stock Units Options Exercise $0 -4.23K -12.93% $0.00 28.5K Nov 1, 2024 Common Stock 4.23K Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Equivalent stock units vested on November 1, 2024 and settled for cash.
F2 These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.
F3 Includes 854 restricted stock units which vest on February 28, 2025 and 4,226 restricted stock units which vest on November 1, 2025.
F4 These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.
F5 Includes 854 equivalent stock units which vest on February 28, 2025, 4,226 equivalent stock units which vest on November 1, 2025 and 23,392 equivalent stock units which vest in three equal annual installments beginning on February 28, 2025.