Vincent Liu - 21 Feb 2025 Form 4 Insider Report for RBB Bancorp (RBB)

Role
EVP
Signature
/s/ Vincent Liu
Issuer symbol
RBB
Transactions as of
21 Feb 2025
Net transactions value
+$9,470
Form type
4
Filing time
25 Feb 2025, 17:43:30 UTC
Previous filing
22 Jan 2025
Next filing
24 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $16,077 +932 +7.1% $17.25 14,099 21 Feb 2025 Direct
transaction RBB Common Stock, No Par Value Tax liability $6,607 -383 -2.7% $17.25 13,716 21 Feb 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -932 -33% $0.000000 1,863 21 Feb 2025 Restricted Stock Units 2,795 $0.000000 Direct F1, F3
holding RBB Restricted Stock Units 1,203 21 Feb 2025 Restricted Stock Units 1,203 $0.000000 Direct F1, F2
holding RBB Restricted Stock Units 5,504 21 Feb 2025 Restricted Stock Units 5,504 $0.000000 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 There will be no expiration date once restricted stock units vest.
F2 These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.
F3 These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.
F4 These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.

Remarks:

Shares issued for vesting of 2/21/2024 RSU grant and shares disposed in settlement of tax withholding obligations for such RSU vesting.