Vincent Liu - 21 Jan 2025 Form 4 Insider Report for RBB Bancorp (RBB)

Role
EVP
Signature
/s/ Vincent Liu
Issuer symbol
RBB
Transactions as of
21 Jan 2025
Net transactions value
+$23,304
Form type
4
Filing time
22 Jan 2025, 19:32:31 UTC
Previous filing
22 Mar 2024
Next filing
25 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $24,188 +1,204 +10% $20.09 13,211 21 Jan 2025 Direct
transaction RBB Common Stock, No Par Value Tax liability $9,945 -495 -3.7% $20.09 12,716 21 Jan 2025 Direct
transaction RBB Common Stock, No Par Value Options Exercise $15,409 +767 +6% $20.09 13,483 21 Jan 2025 Direct
transaction RBB Common Stock, No Par Value Tax liability $6,348 -316 -2.3% $20.09 13,167 21 Jan 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -767 -100% $0.000000 0 21 Jan 2025 Restricted Stock Units 767 $0.000000 Direct F1, F2
transaction RBB Restricted Stock Units Options Exercise $0 -1,204 -50% $0.000000 1,203 21 Jan 2025 Restricted Stock Units 2,407 $0.000000 Direct F2, F3
holding RBB Restricted Stock Units 2,795 21 Jan 2025 Restricted Stock Units 2,795 $0.000000 Direct F2, F4
holding RBB Restricted Stock Units 5,504 21 Jan 2025 Restricted Stock Units 5,504 $0.000000 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F2 There will be no expiration date once restricted stock units vest.
F3 These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.
F4 These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.
F5 These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.

Remarks:

Shares issued for vesting of 1/18/2023 and 1/19/2022 RSU grants and shares disposed in settlement of tax withholding obligations for such RSU vestings.