Ashley Chang - 21 Jan 2025 Form 4 Insider Report for RBB Bancorp (RBB)

Role
EVP
Signature
/s/ Ashley Chang
Issuer symbol
RBB
Transactions as of
21 Jan 2025
Net transactions value
+$11,491
Form type
4
Filing time
22 Jan 2025, 19:33:58 UTC
Previous filing
07 Mar 2024
Next filing
25 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $11,552 +575 +53% $20.09 1,652 21 Jan 2025 Direct
transaction RBB Common Stock, No Par Value Tax liability $4,761 -237 -14% $20.09 1,415 21 Jan 2025 Direct
transaction RBB Common Stock, No Par Value Options Exercise $7,996 +398 +28% $20.09 1,813 21 Jan 2025 Direct
transaction RBB Common Stock, No Par Value Tax liability $3,295 -164 -9% $20.09 1,649 21 Jan 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -398 -100% $0.000000 0 21 Jan 2025 Restricted Stock Units 398 $0.000000 Direct F3, F4
transaction RBB Restricted Stock Units Options Exercise $0 -575 -50% $0.000000 575 21 Jan 2025 Restricted Stock Units 1,150 $0.000000 Direct F4, F5
holding RBB Option (right to buy) 6,000 21 Jan 2025 Common Stock 6,000 $20.55 Direct F1
holding RBB Option (right to buy) 30,000 21 Jan 2025 Common Stock 30,000 $17.74 Direct F2
holding RBB Restricted Stock Units 2,002 21 Jan 2025 Restricted Stock Units 2,002 $0.000000 Direct F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.
F3 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F4 There will be no expiration date once restricted stock units vest.
F5 These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.
F6 These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.

Remarks:

Shares issued for vesting of 1/18/2023 and 1/19/2022 RSU grants and shares disposed in settlement of tax withholding obligations for such RSU vestings.