Ashley Chang - Feb 21, 2024 Form 4 Insider Report for RBB Bancorp (RBB)

Role
EVP
Signature
/s/ Ashley Chang
Stock symbol
RBB
Transactions as of
Feb 21, 2024
Transactions value $
$0
Form type
4
Date filed
3/7/2024, 05:33 PM
Previous filing
Jan 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RBB Common Stock, No Par Value 1.08K Feb 21, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Option (right to buy) 6K Feb 21, 2024 Common Stock 6K $20.55 Direct F1
holding RBB Option (right to buy) 30K Feb 21, 2024 Common Stock 30K $17.74 Direct F2
holding RBB Restricted Stock Units 398 Feb 21, 2024 Restricted Stock Units 398 $0.00 Direct F3, F4
holding RBB Restricted Stock Units 1.15K Feb 21, 2024 Restricted Stock Units 1.15K $0.00 Direct F4, F5
holding RBB Restricted Stock Units 2K Feb 21, 2024 Restricted Stock Units 2K $0.00 Direct F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.
F3 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F4 There will be no expiration date once restricted stock units vest.
F5 These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.
F6 These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.

Remarks:

Ashley Chang was granted 2,002 restricted stock units that will vest in three equal annual installments on 02/21/2025, 02/21/2026, and 02/21/2027.