Martha Guerra-Kattou - 28 Oct 2024 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
EVP, Sales and Marketing
Signature
/s/ Robert Anderson by P.O.A. for Martha Guerra-Kattou
Issuer symbol
USCB
Transactions as of
28 Oct 2024
Net transactions value
$0
Form type
4
Filing time
30 Oct 2024, 17:17:58 UTC
Previous filing
11 Mar 2024
Next filing
23 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Award $0 +20,000 +165% $0.000000 32,101 28 Oct 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Options to Purchase Class A Voting Stock 40,000 28 Oct 2024 Class A Voting Common Stock 40,000 $12.05 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of 20,000 shares of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025.
F2 Includes 2,655 shares of restricted stock which vest at a rate of one-third per year commencing on January 22, 2025, and 3,289 shares of restricted stock which vest at a rate of one-third per year commencing on March 8, 2024.
F3 The options vest at a rate of one-third per year commencing on January 22, 2022.