Martha Guerra-Kattou - 08 Mar 2024 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
EVP, Sales and Marketing
Signature
/s/ Robert Anderson by P.O.A. for Martha Guerra-Kattou
Issuer symbol
USCB
Transactions as of
08 Mar 2024
Net transactions value
-$5,430
Form type
4
Filing time
11 Mar 2024, 13:23:35 UTC
Previous filing
24 Jan 2024
Next filing
30 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Tax liability $5,430 -487 -3.9% $11.15 12,101 08 Mar 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Options to Purchase Class A Voting Stock 40,000 08 Mar 2024 Class A Voting Common Stock 40,000 $12.05 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 2,655 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 3,289 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.
F2 The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/27/2021.