M. Farooq Kathwari - Oct 17, 2024 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role: Chairman, President & CEO, Director, 10%+ Owner
Signature: /s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari
Stock symbol: ETD
Transactions as of: Oct 17, 2024
Transactions value $: -$330,309
Form type: 4
Date filed: 10/18/2024, 04:12 PM
Previous filing: Sep 17, 2024
Next filing: Nov 15, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ETD	Common Stock	Sale	-$309K	-10K	-0.59%	$30.87	1.7M	Oct 17, 2024	Direct	F1
transaction	ETD	Common Stock	Sale	-$5.4K	-175	-0.72%	$30.87	24.1K	Oct 17, 2024	2020 Trust FBO Kolhai Gibran Kathwari	F1
transaction	ETD	Common Stock	Sale	-$5.4K	-175	-0.72%	$30.87	24.1K	Oct 17, 2024	2020 Trust FBO Zavier Irfan Kathwari	F1
transaction	ETD	Common Stock	Sale	-$5.4K	-175	-0.72%	$30.87	24.1K	Oct 17, 2024	2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari	F1
transaction	ETD	Common Stock	Sale	-$5.4K	-175	-0.72%	$30.87	24.1K	Oct 17, 2024	2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari	F1
holding	ETD	Common Stock						15.4K	Oct 17, 2024	Shares held by spouse
holding	ETD	Common Stock						8.57K	Oct 17, 2024	Shares held in 401(k) plan

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on October 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

Content

This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on March 14, 2024 by M. Farooq Kathwari, with an effective date of June 17, 2024. This trading plan was previously disclosed in the Issuer's Quarterly Report on Form 10-Q filed on April 24, 2024. In addition, on October 17, 2024, 8,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.