M. Farooq Kathwari - Aug 30, 2024 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Signature
/s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari
Stock symbol
ETD
Transactions as of
Aug 30, 2024
Transactions value $
$207,327
Form type
4
Date filed
8/30/2024, 05:05 PM
Previous filing
Aug 19, 2024
Next filing
Sep 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Options Exercise $2.15M +68.3K +3.99% $31.48 1.78M Aug 30, 2024 Direct F1
transaction ETD Common Stock Tax liability -$1.94M -61.7K -3.46% $31.48 1.72M Aug 30, 2024 Direct F2
holding ETD Common Stock 15.4K Aug 30, 2024 Shares held by spouse
holding ETD Common Stock 8.57K Aug 30, 2024 Shares held in 401(k) plan
holding ETD Common Stock 97.9K Aug 30, 2024 Grandchildren's trust accounts
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of performance-based stock units, previously granted on August 3, 2021, that were earned and subsequently vested and issued on August 30, 2024.
F2 Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 30, 2024.