M. Farooq Kathwari - 30 Aug 2024 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Signature
/s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari
Issuer symbol
ETD
Transactions as of
30 Aug 2024
Net transactions value
+$207,327
Form type
4
Filing time
30 Aug 2024, 17:05:16 UTC
Previous filing
19 Aug 2024
Next filing
17 Sep 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Options Exercise $2,148,510 +68,250 +4% $31.48 1,780,569 30 Aug 2024 Direct F1
transaction ETD Common Stock Tax liability $1,941,183 -61,664 -3.5% $31.48 1,718,905 30 Aug 2024 Direct F2
holding ETD Common Stock 15,364 30 Aug 2024 Shares held by spouse
holding ETD Common Stock 8,565 30 Aug 2024 Shares held in 401(k) plan
holding ETD Common Stock 97,900 30 Aug 2024 Grandchildren's trust accounts
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of performance-based stock units, previously granted on August 3, 2021, that were earned and subsequently vested and issued on August 30, 2024.
F2 Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 30, 2024.