M. Farooq Kathwari - 07 Aug 2024 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role
Chairman, President & CEO, Director, 10%+ Owner
Signature
/s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari
Issuer symbol
ETD
Transactions as of
07 Aug 2024
Net transactions value
-$175,282
Form type
4
Filing time
09 Aug 2024, 16:54:12 UTC
Previous filing
19 Jul 2024
Next filing
19 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Award $0 +12,916 +0.75% $0.000000 1,728,109 07 Aug 2024 Direct F1
transaction ETD Common Stock Tax liability $70,856 -2,347 -0.14% $30.19 1,725,762 08 Aug 2024 Direct F2
transaction ETD Common Stock Tax liability $104,426 -3,443 -0.2% $30.33 1,722,319 09 Aug 2024 Direct F3
holding ETD Common Stock 15,364 07 Aug 2024 Shares held by spouse
holding ETD Common Stock 8,565 07 Aug 2024 Shares held in 401(k) plan
holding ETD Common Stock 98,600 07 Aug 2024 Grandchildren's trust accounts
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 7, 2025.
F2 Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 8, 2024.
F3 Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 9, 2024.