Neil D. Wilkin Jr - Aug 7, 2024 Form 4 Insider Report for OPTICAL CABLE CORP (OCC)

Role
Chairman, President and CEO, Director, 10%+ Owner
Signature
/s/ Neil D. Wilkin, Jr.
Stock symbol
OCC
Transactions as of
Aug 7, 2024
Transactions value $
$0
Form type
4
Date filed
8/9/2024, 04:14 PM
Previous filing
Feb 1, 2024
Next filing
Oct 9, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCC Common Stock Award $0 +71.6K +7.36% $0.00 1.04M Aug 7, 2024 Direct F1
holding OCC Common Stock 22.6K Aug 7, 2024 By Wilkin Capital Fund I, LLC F2
holding OCC Common Stock 315 Aug 7, 2024 By Daughter #1 F3
holding OCC Common Stock 315 Aug 7, 2024 By Daughter #2 F3
holding OCC Common Stock 115 Aug 7, 2024 By Daughter #3 F3
holding OCC Common Stock 315 Aug 7, 2024 By Son F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of restricted stock under the issuer's 2017 Stock Incentive Plan, as amended. The award in the amount of 71,595 shares generally vests annually over approximately five years if certain performance goals are achieved in fiscal years 2025, 2026, 2027, 2028 and 2029 with the first possible vesting date being January 31, 2026.
F2 The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.
F3 The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.