Neil D. Wilkin Jr - Jan 31, 2024 Form 4 Insider Report for OPTICAL CABLE CORP (OCC)

Role
Chairman, President and CEO, Director, 10%+ Owner
Signature
/s/ Neil D. Wilkin, Jr.
Stock symbol
OCC
Transactions as of
Jan 31, 2024
Transactions value $
-$17,497
Form type
4
Date filed
2/1/2024, 05:05 PM
Previous filing
Feb 1, 2023
Next filing
Aug 9, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCC Common Stock Tax liability -$17.5K -6.55K -0.67% $2.67 972K Jan 31, 2024 Direct F1
holding OCC Common Stock 22.6K Jan 31, 2024 By Wilkin Capital Fund I, LLC F2
holding OCC Common Stock 315 Jan 31, 2024 By Daughter #1 F3
holding OCC Common Stock 315 Jan 31, 2024 By Daughter #2 F3
holding OCC Common Stock 115 Jan 31, 2024 By Daughter #3 F3
holding OCC Common Stock 315 Jan 31, 2024 By Son F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 6,553 shares are being surrendered as allowed by the Company's 2017 Stock Incentive Plan for the payment of taxes currently due on previously granted restricted shares. Mr. Wilkin is surrendering 6,553 shares as partial payment of the taxes due, and paying cash for the remainder of taxes due.
F2 The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.
F3 The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.