Matthew Conlin - Jul 17, 2024 Form 4 Insider Report for Fluent, Inc. (FLNT)

Role
Chief Customer Officer, Director, 10%+ Owner
Signature
/s/ Matthew Conlin
Stock symbol
FLNT
Transactions as of
Jul 17, 2024
Transactions value $
$281
Form type
4
Date filed
7/17/2024, 05:00 PM
Previous filing
May 15, 2024
Next filing
Aug 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLNT Common Stock Options Exercise $244 +488K +43.79% $0.00* 1.6M Jul 17, 2024 Direct
transaction FLNT Common Stock Options Exercise $36.90 +73.9K +144.4% $0.00* 125K Jul 17, 2024 Held by Conlin Family Foundation Trust F1
holding FLNT Common Stock 333K Jul 17, 2024 Held by RSMC Partners, LLC F2
holding FLNT Common Stock 60.2K Jul 17, 2024 Held by 2017 Conlin Shakira Family Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLNT Pre-Funded Warrant Options Exercise $0 -488K -100% $0.00* 0 Jul 17, 2024 Common Stock 488K $0.00 Direct F4, F5
transaction FLNT Pre-Funded Warrant Options Exercise $0 -73.9K -100% $0.00* 0 Jul 17, 2024 Common Stock 73.9K $0.00 Held by Conlin Family Foundation Trust F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is the Co-Trustee of the Conlin Family Foundation Trust and in such capacity has the shared right to vote and dispose of the securities held by such trust.
F2 The Reporting Person is a Member of RSMC Partners, LLC.
F3 The Reporting Person disclaims ownership of these securities and this report shall not be deemed an admission that the Repotting Person owns such securities for purposes of Section 16 or for other purposes.
F4 The Pre-Funded Warrants became immediately exercisable after stockholder approval of the offering of the Issuer's Pre-Funded Warrants, which approval was obtained on July 2, 2024. The binding agreements for the transactions were entered into on May 13, 2024.
F5 The Pre-Funded Warrants will terminate when exercised in full.