Matthew Conlin - 13 May 2024 Form 4 Insider Report for Fluent, Inc. (FLNT)

Role
Chief Customer Officer, Director, 10%+ Owner
Signature
/s/ Matthew Conlin
Issuer symbol
FLNT
Transactions as of
13 May 2024
Net transactions value
+$1,900,001
Form type
4
Filing time
15 May 2024, 21:55:05 UTC
Previous filing
21 Apr 2025
Next filing
17 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FLNT Common Stock 333,334 13 May 2024 Held by RSMC Partners, LLC. F1, F2
holding FLNT Common Stock 1,113,575 13 May 2024 Direct F1
holding FLNT Common Stock 60,175 13 May 2024 Held by 2017 Conlin Shakira Family Trust. F1, F3
holding FLNT Common Stock 51,162 13 May 2024 Held by Conlin Family Foundation Trust F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLNT Pre-Funded Warrant Purchase $1,650,001 +487,589 $3.38 487,589 13 May 2024 Common Stock 487,589 $0.000500 Direct F5, F6
transaction FLNT Pre-Funded Warrant Purchase $250,000 +73,877 $3.38 73,877 13 May 2024 Common Stock 73,877 $0.000500 Held by Conlin Family Foundation Trust F2, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 11, 2024, the Issuer effected a 6-for-1 reverse stock split (the "Reverse Stock Split"). The holding reported here reflects such Reverse Stock Split.
F2 The Reporting Person is a Member of RSMC Partners, LLC.
F3 The Reporting Person disclaims ownership of these securities and this report shall not be deemed an admission that the Repotting Person owns such securities for purposes of Section 16 or for other purposes.
F4 The Reporting Person is the Co-Trustee of the Conlin Family Foundation Trust and in such capacity has the shared right to vote and dispose of the securities held by such trust.
F5 The Pre-Funded Warrants will be immediately exercisable after stockholder approval of the offering of the Issuer's Pre-Funded Warrants. The binding agreements for the transactions were entered into on May 13, 2024.
F6 The Pre-Funded Warrants will terminate when exercised in full.