Matthew Conlin - May 13, 2024 Form 4 Insider Report for Fluent, Inc. (FLNT)

Role
Chief Customer Officer, Director, 10%+ Owner
Signature
/s/ Matthew Conlin
Stock symbol
FLNT
Transactions as of
May 13, 2024
Transactions value $
$1,900,001
Form type
4
Date filed
5/15/2024, 09:55 PM
Previous filing
Mar 14, 2024
Next filing
Jul 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FLNT Common Stock 333K May 13, 2024 Held by RSMC Partners, LLC. F1, F2
holding FLNT Common Stock 1.11M May 13, 2024 Direct F1
holding FLNT Common Stock 60.2K May 13, 2024 Held by 2017 Conlin Shakira Family Trust. F1, F3
holding FLNT Common Stock 51.2K May 13, 2024 Held by Conlin Family Foundation Trust F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLNT Pre-Funded Warrant Purchase $1.65M +488K $3.38 488K May 13, 2024 Common Stock 488K $0.00 Direct F5, F6
transaction FLNT Pre-Funded Warrant Purchase $250K +73.9K $3.38 73.9K May 13, 2024 Common Stock 73.9K $0.00 Held by Conlin Family Foundation Trust F2, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 11, 2024, the Issuer effected a 6-for-1 reverse stock split (the "Reverse Stock Split"). The holding reported here reflects such Reverse Stock Split.
F2 The Reporting Person is a Member of RSMC Partners, LLC.
F3 The Reporting Person disclaims ownership of these securities and this report shall not be deemed an admission that the Repotting Person owns such securities for purposes of Section 16 or for other purposes.
F4 The Reporting Person is the Co-Trustee of the Conlin Family Foundation Trust and in such capacity has the shared right to vote and dispose of the securities held by such trust.
F5 The Pre-Funded Warrants will be immediately exercisable after stockholder approval of the offering of the Issuer's Pre-Funded Warrants. The binding agreements for the transactions were entered into on May 13, 2024.
F6 The Pre-Funded Warrants will terminate when exercised in full.