Thomas M. Lo - 28 May 2024 Form 4 Insider Report for CATHAY GENERAL BANCORP (CATY)

Role
EVP, Chief Admin Officer
Signature
/s/ Georgia Lo, attorney-in-fact
Issuer symbol
CATY
Transactions as of
28 May 2024
Net transactions value
-$24,685
Form type
4
Filing time
02 Jul 2024, 20:05:36 UTC
Previous filing
25 Jan 2024
Next filing
01 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CATY Common Stock Options Exercise $0 +1,928 +64% $0.000000 4,947 28 May 2024 Direct
transaction CATY Common Stock Tax liability $24,685 -688 -14% $35.88 4,259 28 May 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CATY Restricted Stock Units Award $0 +3,313 $0.000000 3,313 28 Jun 2024 Common Stock 3,313 Direct F1, F2
transaction CATY Restricted Stock Units Options Exercise $0 -1,928 -100% $0.000000* 0 28 May 2024 Common Stock 1,928 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F2 These restricted stock units are scheduled to fully vest on June 28, 2027, or earlier in the event of death, disability, retirement, or change in control.
F3 The reporting person previously reported the award of 1,928 shares of restricted stock units on Form 3 filed January 25, 2024. All of these restricted stock units vested on May 28, 2024.