Thomas M. Lo - May 28, 2024 Form 4 Insider Report for CATHAY GENERAL BANCORP (CATY)

Role
EVP, Chief Admin Officer
Signature
/s/ Georgia Lo, attorney-in-fact
Stock symbol
CATY
Transactions as of
May 28, 2024
Transactions value $
-$24,685
Form type
4
Date filed
7/2/2024, 08:05 PM
Previous filing
Jan 25, 2024
Next filing
Nov 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CATY Common Stock Options Exercise $0 +1.93K +63.86% $0.00 4.95K May 28, 2024 Direct
transaction CATY Common Stock Tax liability -$24.7K -688 -13.91% $35.88 4.26K May 28, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CATY Restricted Stock Units Award $0 +3.31K $0.00 3.31K Jun 28, 2024 Common Stock 3.31K Direct F1, F2
transaction CATY Restricted Stock Units Options Exercise $0 -1.93K -100% $0.00* 0 May 28, 2024 Common Stock 1.93K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F2 These restricted stock units are scheduled to fully vest on June 28, 2027, or earlier in the event of death, disability, retirement, or change in control.
F3 The reporting person previously reported the award of 1,928 shares of restricted stock units on Form 3 filed January 25, 2024. All of these restricted stock units vested on May 28, 2024.