Thomas M. Lo - Jan 18, 2024 Form 3 Insider Report for CATHAY GENERAL BANCORP (CATY)

Role: EVP, Chief Admin Officer
Signature: /s/ Georgia Lo, attorney-in-fact
Stock symbol: CATY
Transactions as of: Jan 18, 2024
Transactions value $: $0
Form type: 3
Date filed: 1/25/2024, 06:02 PM
Next filing: Jul 2, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	CATY	Common Stock						3.02K	Jan 18, 2024	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CATY	Restricted Stock Units							Jan 18, 2024	Common Stock	1.93K		Direct	F1, F2
holding	CATY	Restricted Stock Units							Jan 18, 2024	Common Stock	2.13K		Direct	F2, F3
holding	CATY	Restricted Stock Units							Jan 18, 2024	Common Stock	2.9K		Direct	F2, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These restricted stock units are scheduled to fully vest on May 27, 2024, or earlier in the event of death, disability, retirement, or change in control.
F2	Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F3	These restricted stock units are scheduled to fully vest on March 16, 2025, or earlier in the event of death, disability, retirement, or change in control.
F4	These restricted stock units are scheduled to fully vest on July 27, 2026, or earlier in the event of death, disability, retirement, or change in control.