Thomas M. Lo - Jan 18, 2024 Form 3 Insider Report for CATHAY GENERAL BANCORP (CATY)

Role
EVP, Chief Admin Officer
Signature
/s/ Georgia Lo, attorney-in-fact
Stock symbol
CATY
Transactions as of
Jan 18, 2024
Transactions value $
$0
Form type
3
Date filed
1/25/2024, 06:02 PM
Next filing
Jul 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CATY Common Stock 3.02K Jan 18, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CATY Restricted Stock Units Jan 18, 2024 Common Stock 1.93K Direct F1, F2
holding CATY Restricted Stock Units Jan 18, 2024 Common Stock 2.13K Direct F2, F3
holding CATY Restricted Stock Units Jan 18, 2024 Common Stock 2.9K Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units are scheduled to fully vest on May 27, 2024, or earlier in the event of death, disability, retirement, or change in control.
F2 Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
F3 These restricted stock units are scheduled to fully vest on March 16, 2025, or earlier in the event of death, disability, retirement, or change in control.
F4 These restricted stock units are scheduled to fully vest on July 27, 2026, or earlier in the event of death, disability, retirement, or change in control.