| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NXDT | Common Stock | Purchase | $198K | +40.5K | +38.43% | $4.89 | 146K | Jun 21, 2024 | See Footnote | F1, F2 |
| holding | NXDT | Common Stock | 819K | Jun 21, 2024 | See Footnote | F3 | |||||
| holding | NXDT | Common Stock | 1.9M | Jun 21, 2024 | See Footnote | F4 | |||||
| holding | NXDT | Common Stock | 4.28M | Jun 21, 2024 | Direct | ||||||
| holding | NXDT | Common Stock | 536K | Jun 21, 2024 | 536,032 | F5 | |||||
| holding | NXDT | Common Stock | 67.6K | Jun 21, 2024 | By employee benefit plan | ||||||
| holding | NXDT | Common Stock | 2.39K | Jun 21, 2024 | As custodian of UTMA account for child 1 | F6 | |||||
| holding | NXDT | Common Stock | 2.39K | Jun 21, 2024 | As custodian of UTMA account for child 2 | F6 | |||||
| holding | NXDT | Common Stock | 2.39K | Jun 21, 2024 | As custodian of UTMA account for child 3 | F6 | |||||
| holding | NXDT | Common Stock | 2.39K | Jun 21, 2024 | As custodian of UTMA account for child 4 | F6 | |||||
| holding | NXDT | Common Stock | 2.39K | Jun 21, 2024 | As custodian of UTMA account for child 5 | F6 | |||||
| holding | NXDT | Common Stock | 2.39K | Jun 21, 2024 | As custodian of UTMA account for child 6 | F6 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.80 to $4.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| F2 | These shares are held by The Dugaboy Investment Trust of which Mr. Dondero is the beneficiary pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| F3 | 32,082 shares are held by Drugcrafters, L.P. ("Drugcrafters"), 71,427.19 shares are held by PCMG Trading Partners XXIII, L.P., 183,351 shares are held by Governance Re Ltd. and 531,723.36 shares are held by the Adviser. Mr. Dondero owns 75% of PCMG Trading Partners XXIII, L.P. ("PCMG") and PCMG owns 99% of Drugcrafters. These entities are ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| F4 | 1,330,582 shares are held by Highland Opportunities and Income Fund and 573,554 shares are held by Highland Global Allocation Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"), which is ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| F5 | These shares are held by subsidiaries of The Dugaboy Investment Trust. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| F6 | The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
President