Troy E. Wilson - Jun 13, 2024 Form 4 Insider Report for PUMA BIOTECHNOLOGY, INC. (PBYI)

Role
Director
Signature
/s/ Gordon Esplin as attorney-in-fact for Troy E. Wilson
Stock symbol
PBYI
Transactions as of
Jun 13, 2024
Transactions value $
-$89,902
Form type
4
Date filed
6/17/2024, 07:27 PM
Previous filing
Jan 26, 2024
Next filing
Jun 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBYI Common Stock Sale -$89.9K -27K -98.72% $3.33 350 Jun 13, 2024 Direct F1, F2
holding PBYI Common Stock 400 Jun 13, 2024 By Child #1
holding PBYI Common Stock 150 Jun 13, 2024 By Child #2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Adoption date of referenced 10b5-1(c) sell to cover program is: 12-15-2023.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.2801 to $3.5801, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.