| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BWEN | Common Stock | Sale | -$26.3K | -5.8K | -3.8% | $4.53 | 147K | May 28, 2024 | Direct | F1 |
| transaction | BWEN | Common Stock | Tax liability | -$5.5K | -1.25K | -0.85% | $4.42 | 145K | May 28, 2024 | Direct | F2, F3 |
| holding | BWEN | Common Stock | 16.2K | May 28, 2024 | By 401(k) Plan |
| Id | Content |
|---|---|
| F1 | This transaction was executed in multiple trades at prices ranging from $4.53 to $4.54; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc. |
| F2 | The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. |
| F3 | Includes (i) 6,560 restricted stock units that vest on 4/25/25; (ii) 7,778 restricted stock units that vest 3,889 shares on each of 5/25/25 and 5/25/26; and (iii) 18,068 restricted stock units that vest 6,022 shares on 5/16/25 and 6,023 shares on each of 5/16/26 and 5/16/27. |