Key facts
- This page summarizes Daniel E. Schueller's Form 4 filing for BROADWIND, INC. (BWEN).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 30 May 2024, 17:32.
Daniel E. Schueller - 28 May 2024 Form 4 Insider Report for BROADWIND, INC. (BWEN)
- Reporting relationship
- Pres., Broadwind Heavy Fab.
- Issuer ticker
- BWEN
- Reported as of
- 28 May 2024
- Net transaction value
- -$31,787
- SEC form
- 4
- Accepted by SEC
- 30 May 2024, 17:32:40 UTC
- Prior SEC filing
- 20 May 2024
- Next SEC filing
- 28 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Thomas A. Ciccone as Attorney-in-Fact for Daniel E. Schueller pursuant to Power of Attorney previously filed
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel E. Schueller filed Form 4 for BROADWIND, INC. (BWEN) on 30 May 2024.
Change
- Previous filing in this sequence was filed on 20 May 2024.
- Current net transaction value: -$31,787.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BWEN
transaction
Common Stock
Sale
- Transaction value
- $26,284
- Shares
- -5,800
- Change %
- -3.8%
- Price
- $4.53
- Shares after
- 146,694
- Date
- 28 May 2024
- Ownership
- Direct
- Footnotes
- F1
BWEN
transaction
Common Stock
Tax liability
- Transaction value
- $5,503
- Shares
- -1,245
- Change %
- -0.85%
- Price
- $4.42
- Shares after
- 145,449
- Date
- 28 May 2024
- Ownership
- Direct
- Footnotes
- F2, F3
BWEN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 16,160
- Date
- 28 May 2024
- Ownership
- By 401(k) Plan
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
This transaction was executed in multiple trades at prices ranging from $4.53 to $4.54; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc.
Footnote F2
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
Footnote F3
Includes (i) 6,560 restricted stock units that vest on 4/25/25; (ii) 7,778 restricted stock units that vest 3,889 shares on each of 5/25/25 and 5/25/26; and (iii) 18,068 restricted stock units that vest 6,022 shares on 5/16/25 and 6,023 shares on each of 5/16/26 and 5/16/27.