Daniel E. Schueller - 28 May 2024 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Signature
/s/ Thomas A. Ciccone as Attorney-in-Fact for Daniel E. Schueller pursuant to Power of Attorney previously filed
Issuer symbol
BWEN
Transactions as of
28 May 2024
Net transactions value
-$31,787
Form type
4
Filing time
30 May 2024, 17:32:40 UTC
Previous filing
20 May 2024
Next filing
28 Feb 2025

Key filing fact

Daniel E. Schueller filed Form 4 for BROADWIND, INC. (BWEN) on 30 May 2024.

Key facts

  • This page summarizes Daniel E. Schueller's Form 4 filing for BROADWIND, INC. (BWEN).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Filing timestamp: 30 May 2024, 17:32.

Change

  • Previous filing in this sequence was filed on 20 May 2024.
  • Current net transaction value: -$31,787.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

BWEN transaction

Common Stock

Sale

Transaction value
$26,284
Shares
-5,800
Change %
-3.8%
Price
$4.53
Shares after
146,694
Date
28 May 2024
Ownership
Direct
Footnotes
F1
BWEN transaction

Common Stock

Tax liability

Transaction value
$5,503
Shares
-1,245
Change %
-0.85%
Price
$4.42
Shares after
145,449
Date
28 May 2024
Ownership
Direct
Footnotes
F2, F3
BWEN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
16,160
Date
28 May 2024
Ownership
By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $4.53 to $4.54; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc.
F2 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F3 Includes (i) 6,560 restricted stock units that vest on 4/25/25; (ii) 7,778 restricted stock units that vest 3,889 shares on each of 5/25/25 and 5/25/26; and (iii) 18,068 restricted stock units that vest 6,022 shares on 5/16/25 and 6,023 shares on each of 5/16/26 and 5/16/27.
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