Thomas A. Ciccone - 28 May 2024 Form 4 Insider Report for BROADWIND, INC. (BWEN)

Role
VP and CFO
Signature
/s/ Thomas A. Ciccone
Issuer symbol
BWEN
Transactions as of
28 May 2024
Net transactions value
-$4,986
Form type
4
Filing time
30 May 2024, 17:32:40 UTC
Previous filing
20 May 2024
Next filing
28 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWEN Common Stock Tax liability $4,986 -1,128 -1.6% $4.42 67,719 28 May 2024 Direct F1, F2
holding BWEN Common Stock 12,104 28 May 2024 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2 Includes (i) 3,938 restricted stock units that vest on 4/25/25; (ii) 8,394 restricted stock units that vest 4,197 shares on each of 5/25/25 and 5/25/26; and (iii) 19,692 restricted stock units that vest 6,564 shares on each of 5/16/25, 5/16/26 and 5/16/27.