Stephen Cotton - 14 May 2024 Form 4 Insider Report for Aqua Metals, Inc. (AQMS)

Role
Chief Executive Officer, Director
Signature
/s/ Judd Merrill, by power of attorney
Issuer symbol
AQMS
Transactions as of
14 May 2024
Net transactions value
+$100,000
Form type
4
Filing time
16 May 2024, 20:11:38 UTC
Previous filing
03 Jan 2024
Next filing
03 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQMS Common Stock Purchase $97,500 +250,000 +4.1% $0.3900 6,352,233 14 May 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AQMS Non-Redeemable Common Stock Purchase Warrant Purchase $2,500 +250,000 $0.0100* 250,000 14 May 2024 Common Stock 250,000 $0.3900 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 2,872,887 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.