Stephen Cotton - May 14, 2024 Form 4 Insider Report for Aqua Metals, Inc. (AQMS)

Role
Chief Executive Officer, Director
Signature
/s/ Judd Merrill, by power of attorney
Stock symbol
AQMS
Transactions as of
May 14, 2024
Transactions value $
$100,000
Form type
4
Date filed
5/16/2024, 08:11 PM
Previous filing
Jan 3, 2024
Next filing
Jul 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQMS Common Stock Purchase $97.5K +250K +4.1% $0.39 6.35M May 14, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AQMS Non-Redeemable Common Stock Purchase Warrant Purchase $2.5K +250K $0.01* 250K May 14, 2024 Common Stock 250K $0.39 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 2,872,887 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.