Stephen Cotton - Jan 2, 2024 Form 4 Insider Report for Aqua Metals, Inc. (AQMS)

Role
Chief Executive Officer, Director
Signature
/s/ Judd Merrill, by power of attorney
Stock symbol
AQMS
Transactions as of
Jan 2, 2024
Transactions value $
-$173,881
Form type
4
Date filed
1/3/2024, 06:54 PM
Previous filing
Dec 14, 2023
Next filing
May 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQMS Common Stock Tax liability -$174K -220K -3.43% $0.79 6.2M Jan 2, 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares withheld and returned to the plan to cover the tax liability of the January 2, 2024 vesting of a previously reported restricted share grant represented in Table I.
F2 Includes 2,972,887 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.