Stephen Cotton - 02 Jan 2024 Form 4 Insider Report for Aqua Metals, Inc. (AQMS)

Role
Chief Executive Officer, Director
Signature
/s/ Judd Merrill, by power of attorney
Issuer symbol
AQMS
Transactions as of
02 Jan 2024
Net transactions value
-$173,881
Form type
4
Filing time
03 Jan 2024, 18:54:38 UTC
Previous filing
14 Dec 2023
Next filing
16 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQMS Common Stock Tax liability $173,881 -220,103 -3.4% $0.7900 6,202,233 02 Jan 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares withheld and returned to the plan to cover the tax liability of the January 2, 2024 vesting of a previously reported restricted share grant represented in Table I.
F2 Includes 2,972,887 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.